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Penumbra

128 hedge funds and large institutions have $1.38B invested in Penumbra in 2016 Q3 according to their latest regulatory filings, with 36 funds opening new positions, 49 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

177% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 13

75% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 28

42% more capital invested

Capital invested by funds: $971M → $1.38B (+$409M)

22% more funds holding

Funds holding: 105128 (+23)

5.66% more ownership

Funds ownership: 53.14%58.8% (+5.7%)

25% less funds holding in top 10

Funds holding in top 10: 43 (-1)

67% less call options, than puts

Call options by funds: $1.95M | Put options by funds: $5.93M

Holders
128
Holders Change
+23
Holders Change %
+21.9%
% of All Funds
3.42%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.08%
New
36
Increased
49
Reduced
28
Closed
13
Calls
$1.95M
Puts
$5.93M
Net Calls
-$3.98M
Net Calls Change
-$3.32M
Name Holding Trade Value Shares
Change
Change in
Stake
SCM
101
Sterling Capital Management
North Carolina
$304K +$276K +4,000 New
Citadel Advisors
102
Citadel Advisors
Florida
$301K -$889K -12,877 -76%
California Public Employees Retirement System
103
California Public Employees Retirement System
California
$296K +$269K +3,900 New
Legal & General Group
104
Legal & General Group
United Kingdom
$275K +$60K +869 +31%
Principal Financial Group
105
Principal Financial Group
Iowa
$262K -$81.8K -1,186 -26%
RG
106
Rathbones Group
United Kingdom
$228K +$207K +3,000 New
Teacher Retirement System of Texas
107
Teacher Retirement System of Texas
Texas
$214K -$56.2K -814 -22%
Canada Life
108
Canada Life
Manitoba, Canada
$212K
T. Rowe Price Associates
109
T. Rowe Price Associates
Maryland
$211K +$192K +2,779 New
AB
110
Amalgamated Bank
New York
$205K +$186K +2,692 New
SG Americas Securities
111
SG Americas Securities
New York
$202K +$183K +2,653 New
BlackRock
112
BlackRock
New York
$177K -$11.3K -164 -7%
Citigroup
113
Citigroup
New York
$176K -$46.9K -680 -23%
Group One Trading
114
Group One Trading
Illinois
$175K -$52.2K -756 -25%
BNP Paribas Financial Markets
115
BNP Paribas Financial Markets
France
$163K +$77.2K +1,119 +109%
Victory Capital Management
116
Victory Capital Management
Texas
$87K +$78.8K +1,142 New
Zurich Cantonal Bank
117
Zurich Cantonal Bank
Switzerland
$79K +$72.1K +1,045 New
RA
118
Royce & Associates
New York
$76K
QT
119
Quantbot Technologies
New York
$43K -$136K -1,971 -77%
LAM
120
Lebenthal Asset Management
New York
$15K +$13.8K +200 New
GT
121
Glenmede Trust
Pennsylvania
$14K
IA
122
IFP Advisors
Florida
$8K
PHK
123
Point72 Hong Kong
Hong Kong
$8K +$6.9K +100 New
Bank of Montreal
124
Bank of Montreal
Ontario, Canada
$7K -$4.27M -61,906 -100%
CCA
125
Catalyst Capital Advisors
New York
$7K

PEN Hedge Fund Activity: Q3 2016 in Review

128 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q3 2016, worth a combined $1.38B — up 42% from $971M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new PEN positions and 13 closed out — a net gain of 23 holders — while 49 added to existing stakes and 28 trimmed.

The largest buyer was Vanguard Group, adding an estimated $21.2M. The largest seller was Consonance Capital Management, exiting entirely with an estimated $40.7M sold.

  • 128 institutional investors held Penumbra (PEN) as of Q3 2016, up from 105 in Q2 2016.
  • Funds reported $1.38B of Penumbra stock for Q3 2016, up 42% quarter-over-quarter.
  • 36 funds opened new Penumbra positions in Q3 2016 and 13 closed out, a net change of +23 holders.
  • The largest Penumbra buyer in Q3 2016 was Vanguard Group, an estimated $21.2M added.
  • The largest Penumbra seller in Q3 2016 was Consonance Capital Management, an estimated $40.7M sold.

Based on aggregated 13F filings for Q3 2016.