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Penumbra

263 hedge funds and large institutions have $5.98B invested in Penumbra in 2020 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 103 increasing their positions, 86 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

20% more repeat investments, than reductions

Existing positions increased: 103 | Existing positions reduced: 86

4.64% more ownership

Funds ownership: 89.65%94.29% (+4.6%)

5% less capital invested

Capital invested by funds: $6.29B → $5.98B (-$304M)

4% less funds holding

Funds holding: 274263 (-11)

21% less first-time investments, than exits

New positions opened: 38 | Existing positions closed: 48

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

62% less call options, than puts

Call options by funds: $62.3M | Put options by funds: $165M

Holders
263
Holders Change
-11
Holders Change %
-4.01%
% of All Funds
4.65%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
38
Increased
103
Reduced
86
Closed
48
Calls
$62.3M
Puts
$165M
Net Calls
-$103M
Net Calls Change
-$31.2M
Name Holding Trade Value Shares
Change
Change in
Stake
CS
276
Candriam SCA
Luxembourg
-$972K -5,000 Closed
DTL
277
Dynamic Technology Lab
Singapore
-$929K -4,781 Closed
MF
278
Magnetar Financial
Illinois
-$702K -3,609 Closed
LCG
279
Lisanti Capital Growth
New York
-$623K -3,205 Closed
RJA
280
Raymond James & Associates
Florida
-$588K -3,026 Closed
EA
281
Emerald Advisers
Pennsylvania
-$564K -2,902 Closed
Parallax Volatility Advisers
282
Parallax Volatility Advisers
California
-$501K -2,576 Closed
CF
283
CNA Financial
Illinois
-$463K -2,380 Closed
DCM
284
Driehaus Capital Management
Illinois
-$417K -2,143 Closed
GGHC
285
Gilder Gagnon Howe & Co
New York
-$415K -2,133 Closed
CANY
286
Caxton Associates (New York)
New York
-$393K -2,023 Closed
Verition Fund Management
287
Verition Fund Management
Connecticut
-$356K -1,832 Closed
TFS
288
Thoroughbred Financial Services
Tennessee
-$346K -1,785 Closed
QT
289
Quantbot Technologies
New York
-$342K -1,760 Closed
BAM
290
Blueshift Asset Management
New Jersey
-$303K -1,558 Closed
TC
291
Telemus Capital
Michigan
-$321K -1,500 Closed
SL
292
Stevard LLC
Illinois
-$282K -1,450 Closed
XM
293
XTX Markets
New York
-$274K -1,411 Closed
MCM
294
Mainstay Capital Management
Michigan
-$257K -1,323 Closed
TC
295
TownSquare Capital
Utah
-$218K -1,155 Closed
PP
296
Paloma Partners
Connecticut
-$218K -1,123 Closed
PCM
297
Prelude Capital Management
New York
-$211K -1,088 Closed
RJFSA
298
Raymond James Financial Services Advisors
Florida
-$207K -1,066 Closed
Rockefeller Capital Management
299
Rockefeller Capital Management
New York
-$118K -608 Closed
CIA
300
CSat Investment Advisory
Michigan
-$91K -467 Closed

PEN Hedge Fund Activity: Q4 2020 in Review

263 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Penumbra (PEN) for Q4 2020, worth a combined $5.98B — down 4.8% from $6.29B a quarter earlier.

Sellers outnumbered buyers: 48 funds closed out of PEN and 38 opened new positions — a net loss of 10 holders — while 86 trimmed existing stakes and 103 added.

The largest buyer was Capital Research Global Investors, adding an estimated $367M. The largest seller was AllianceBernstein, cutting an estimated $126M.

  • 263 institutional investors held Penumbra (PEN) as of Q4 2020, down from 274 in Q3 2020.
  • Funds reported $5.98B of Penumbra stock for Q4 2020, down 4.8% quarter-over-quarter.
  • 38 funds opened new Penumbra positions in Q4 2020 and 48 closed out, a net change of -10 holders.
  • The largest Penumbra buyer in Q4 2020 was Capital Research Global Investors, an estimated $367M added.
  • The largest Penumbra seller in Q4 2020 was AllianceBernstein, an estimated $126M sold.

Based on aggregated 13F filings for Q4 2020.