We are live on ! Find out more
OXSQ icon

Oxford Square Capital

95 hedge funds and large institutions have $113M invested in Oxford Square Capital in 2014 Q3 according to their latest regulatory filings, with 7 funds opening new positions, 33 increasing their positions, 35 reducing their positions, and 29 closing their positions.

New
Increased
Maintained
Reduced
Closed

598% more call options, than puts

Call options by funds: $1.24M | Put options by funds: $177K

6% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 35

19% less funds holding

Funds holding: 11795 (-22)

25% less capital invested

Capital invested by funds: $151M → $113M (-$38M)

76% less first-time investments, than exits

New positions opened: 7 | Existing positions closed: 29

Holders
95
Holders Change
-22
Holders Change %
-18.8%
% of All Funds
2.76%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
7
Increased
33
Reduced
35
Closed
29
Calls
$1.24M
Puts
$177K
Net Calls
+$1.06M
Net Calls Change
+$65K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
76
PNC Financial Services Group
Pennsylvania
$96K +$78.8K +8,200 +304%
LPL Financial
77
LPL Financial
California
$93K -$43.1K -4,490 -30%
NPC
78
National Planning Corporation
California
$93K +$100K +10,441 New
TRCT
79
Tower Research Capital (TRC)
New York
$86K +$93.5K +9,730 +14,969%
Citadel Advisors
80
Citadel Advisors
Florida
$83K +$59.1K +6,155 +189%
US Bancorp
81
US Bancorp
Minnesota
$78K
EWM
82
Edge Wealth Management
New York
$44K
CPA
83
Cowen Prime Advisors
New York
$37K
NSIM
84
North Star Investment Management
Illinois
$35K
QT
85
Quantbot Technologies
New York
$35K +$4.99K +519 +15%
TA
86
Teachers Advisors
New York
$27K -$18.3K -1,900 -38%
BFEC
87
Benjamin F. Edwards & Company
Missouri
$19K +$20.2K +2,100 New
FWM
88
Focused Wealth Management
New York
$16K
GGPS
89
Gary Goldberg Planning Services
New York
$9K
WEC
90
Winslow Evans & Crocker
Massachusetts
$3.53K
WA
91
WFG Advisors
Texas
$3K
WA
92
WealthTrust-Arizona
Arizona
$2K
GT
93
Glenmede Trust
Pennsylvania
$1K
TAM
94
THB Asset Management
Connecticut
-$11.2M -1,127,510 Closed
Northern Trust
95
Northern Trust
Illinois
-$3.45M -348,237 Closed
PP
96
Paloma Partners
Connecticut
-$2.24M -226,265 Closed
SFM
97
Systematic Financial Management
New Jersey
-$2M -202,150 Closed
COPPSERS
98
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
-$1.52M -153,441 Closed
SCM
99
Sterling Capital Management
North Carolina
-$1.49M -150,540 Closed
LP
100
LMR Partners
United Kingdom
-$1.46M -147,843 Closed

OXSQ Hedge Fund Activity: Q3 2014 in Review

95 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2014, worth a combined $113M — down 25% from $151M a quarter earlier.

Sellers outnumbered buyers: 29 funds closed out of OXSQ and 7 opened new positions — a net loss of 22 holders — while 35 trimmed existing stakes and 33 added.

The largest buyer was Advisors Asset Management, adding an estimated $2.96M. The largest seller was THB Asset Management, exiting entirely with an estimated $11.2M sold.

  • 95 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2014, down from 117 in Q2 2014.
  • Funds reported $113M of Oxford Square Capital stock for Q3 2014, down 25% quarter-over-quarter.
  • 7 funds opened new Oxford Square Capital positions in Q3 2014 and 29 closed out, a net change of -22 holders.
  • The largest Oxford Square Capital buyer in Q3 2014 was Advisors Asset Management, an estimated $2.96M added.
  • The largest Oxford Square Capital seller in Q3 2014 was THB Asset Management, an estimated $11.2M sold.

Based on aggregated 13F filings for Q3 2014.