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Oxford Square Capital

55 hedge funds and large institutions have $16.8M invested in Oxford Square Capital in 2021 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 16 increasing their positions, 17 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

49% more capital invested

Capital invested by funds: $11.3M → $16.8M (+$5.48M)

40% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 10

8% more funds holding

Funds holding: 5155 (+4)

0.09% less ownership

Funds ownership: 7.47%7.38% (-0.09%)

6% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 17

83% less call options, than puts

Call options by funds: $20K | Put options by funds: $115K

Holders
55
Holders Change
+4
Holders Change %
+7.84%
% of All Funds
0.97%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
16
Reduced
17
Closed
10
Calls
$20K
Puts
$115K
Net Calls
-$95K
Net Calls Change
-$102K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$107K -$6.75K -1,735 -7%
SFI
27
Susquehanna Fundamental Investments
Pennsylvania
$104K +$10.9K +2,800 +14%
CAN
28
Cetera Advisor Networks
California
$96K +$2.79K +718 +4%
Osaic Holdings
29
Osaic Holdings
Arizona
$93K -$12K -3,096 -13%
LPL Financial
30
LPL Financial
California
$77K +$10.9K +2,808 +20%
PSIWM
31
Paradigm Strategies in Wealth Management
Minnesota
$69K +$58.2K +14,975 New
D.E. Shaw & Co
32
D.E. Shaw & Co
New York
$67K -$92.1K -23,686 -62%
Canada Life
33
Canada Life
Manitoba, Canada
$66K -$3.71K -955 -6%
SWP
34
Stratos Wealth Partners
Ohio
$65K -$31.5K -8,100 -37%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$63K +$5.13K +1,319 +11%
DTL
36
Dynamic Technology Lab
Singapore
$56K +$46.7K +12,018 New
Group One Trading
37
Group One Trading
Illinois
$52K +$1.98K +509 +5%
AWM
38
AE Wealth Management
Kansas
$49K +$40.9K +10,520 New
FFA
39
First Foundation Advisors
California
$47K
DC
40
Davenport & Co
Virginia
$46K
Wells Fargo
41
Wells Fargo
California
$19K -$124K -31,781 -89%
PNC Financial Services Group
42
PNC Financial Services Group
Pennsylvania
$18K
CWC
43
Carolinas Wealth Consulting
North Carolina
$15K +$12.9K +3,321 New
EP
44
Eudaimonia Partners
Tennessee
$14K +$11.5K +2,955 New
Simplex Trading
45
Simplex Trading
Illinois
$12K +$2.86K +736 +38%
Bank of America
46
Bank of America
North Carolina
$10K
WAP
47
Wealthcare Advisory Partners
Pennsylvania
$8K +$6.59K +1,695 New
CPA
48
Cowen Prime Advisors
New York
$7K -$3.89K -1,000 -42%
BFC
49
Bedel Financial Consulting
Indiana
$7K +$5.83K +1,500 New
FWM
50
Focused Wealth Management
New York
$5K +$101 +26 +3%

OXSQ Hedge Fund Activity: Q1 2021 in Review

55 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q1 2021, worth a combined $16.8M — up 49% from $11.3M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new OXSQ positions and 10 closed out — a net gain of 4 holders — while 16 added to existing stakes and 17 trimmed.

The largest buyer was International Assets Investment Management, adding an estimated $540K. The largest seller was Millennium Management, cutting an estimated $550K.

  • 55 institutional investors held Oxford Square Capital (OXSQ) as of Q1 2021, up from 51 in Q4 2020.
  • Funds reported $16.8M of Oxford Square Capital stock for Q1 2021, up 49% quarter-over-quarter.
  • 14 funds opened new Oxford Square Capital positions in Q1 2021 and 10 closed out, a net change of +4 holders.
  • The largest Oxford Square Capital buyer in Q1 2021 was International Assets Investment Management, an estimated $540K added.
  • The largest Oxford Square Capital seller in Q1 2021 was Millennium Management, an estimated $550K sold.

Based on aggregated 13F filings for Q1 2021.