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Oxford Square Capital

51 hedge funds and large institutions have $11.3M invested in Oxford Square Capital in 2020 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 13 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more call options, than puts

Call options by funds: $22K | Put options by funds: $15K

29% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 7

4% more funds holding

Funds holding: 4951 (+2)

2.75% less ownership

Funds ownership: 10.22%7.47% (-2.8%)

10% less capital invested

Capital invested by funds: $12.5M → $11.3M (-$1.24M)

38% less repeat investments, than reductions

Existing positions increased: 13 | Existing positions reduced: 21

Holders
51
Holders Change
+2
Holders Change %
+4.08%
% of All Funds
0.9%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
13
Reduced
21
Closed
7
Calls
$22K
Puts
$15K
Net Calls
+$7K
Net Calls Change
-$94K
Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$76K +$32.2K +11,387 +85%
Osaic Holdings
27
Osaic Holdings
Arizona
$70K -$89.4K -31,621 -58%
Citadel Advisors
28
Citadel Advisors
Florida
$70K +$65K +22,963 New
SWP
29
Stratos Wealth Partners
Ohio
$67K +$283 +100 +0.5%
CAN
30
Cetera Advisor Networks
California
$61K +$56.6K +20,000 New
SFI
31
Susquehanna Fundamental Investments
Pennsylvania
$60K -$66.7K -23,587 -54%
VF
32
Virtu Financial
New York
$55K +$50.8K +17,950 New
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$53K -$104K -36,886 -68%
Canada Life
34
Canada Life
Manitoba, Canada
$46K +$3.52K +1,244 +9%
LPL Financial
35
LPL Financial
California
$42K -$4.1K -1,450 -9%
RJFSA
36
Raymond James Financial Services Advisors
Florida
$37K -$6.58K -2,326 -16%
Fisher Asset Management
37
Fisher Asset Management
Washington
$36K +$32.9K +11,645 New
Group One Trading
38
Group One Trading
Illinois
$33K +$23.5K +8,300 +346%
DC
39
Davenport & Co
Virginia
$31K -$8.49K -3,000 -23%
FFA
40
First Foundation Advisors
California
$31K
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$12K
HFA
42
HC Financial Advisors
California
$11K
SIS
43
Sound Income Strategies
Florida
$9K +$300 +106 +4%
WAM
44
Wolverine Asset Management
Illinois
$8K -$33K -11,679 -81%
Bank of America
45
Bank of America
North Carolina
$7K -$8.75K -3,093 -59%
CPA
46
Cowen Prime Advisors
New York
$7K
Simplex Trading
47
Simplex Trading
Illinois
$5K -$404 -143 -7%
Citigroup
48
Citigroup
New York
$3K
FWM
49
Focused Wealth Management
New York
$3K +$96 +34 +4%
Fifth Third Bancorp
50
Fifth Third Bancorp
Ohio
$2K +$1.41K +500 New

OXSQ Hedge Fund Activity: Q4 2020 in Review

51 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q4 2020, worth a combined $11.3M — down 9.9% from $12.5M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new OXSQ positions and 7 closed out — a net gain of 2 holders — while 13 added to existing stakes and 21 trimmed.

The largest buyer was Millennium Management, opening a new position worth an estimated $471K. The largest seller was Invesco, exiting entirely with an estimated $3.54M sold.

  • 51 institutional investors held Oxford Square Capital (OXSQ) as of Q4 2020, up from 49 in Q3 2020.
  • Funds reported $11.3M of Oxford Square Capital stock for Q4 2020, down 9.9% quarter-over-quarter.
  • 9 funds opened new Oxford Square Capital positions in Q4 2020 and 7 closed out, a net change of +2 holders.
  • The largest Oxford Square Capital buyer in Q4 2020 was Millennium Management, an estimated $471K added.
  • The largest Oxford Square Capital seller in Q4 2020 was Invesco, an estimated $3.54M sold.

Based on aggregated 13F filings for Q4 2020.