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Oxford Square Capital

49 hedge funds and large institutions have $12.5M invested in Oxford Square Capital in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 10 increasing their positions, 21 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

777% more call options, than puts

Call options by funds: $114K | Put options by funds: $13K

1.26% less ownership

Funds ownership: 11.48%10.22% (-1.3%)

2% less funds holding

Funds holding: 5049 (-1)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

21% less capital invested

Capital invested by funds: $15.9M → $12.5M (-$3.4M)

52% less repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 21

Holders
49
Holders Change
-1
Holders Change %
-2%
% of All Funds
0.99%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
10
Reduced
21
Closed
7
Calls
$114K
Puts
$13K
Net Calls
+$101K
Net Calls Change
+$33K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
26
Morgan Stanley
New York
$61K -$10K -3,729 -13%
SSA
27
Schonfeld Strategic Advisors
New York
$61K +$65.5K +24,400 New
SWP
28
Stratos Wealth Partners
Ohio
$54K
DTL
29
Dynamic Technology Lab
Singapore
$47K -$82.5K -30,723 -62%
LPL Financial
30
LPL Financial
California
$38K +$1.53K +570 +4%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$36K -$65.4K -24,331 -63%
Principal Financial Group
32
Principal Financial Group
Iowa
$36K +$7.66K +2,852 +25%
Canada Life
33
Canada Life
Manitoba, Canada
$35K -$10.2K -3,780 -21%
WAM
34
Wolverine Asset Management
Illinois
$35K +$38.7K +14,405 New
RJA
35
Raymond James & Associates
Florida
$33K +$36.2K +13,470 New
DC
36
Davenport & Co
Virginia
$32K -$645 -240 -2%
WS
37
Wedbush Securities
California
$30K -$1.34K -500 -4%
FFA
38
First Foundation Advisors
California
$25K
Bank of America
39
Bank of America
North Carolina
$13K +$2.67K +993 +23%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$10K
HFA
41
HC Financial Advisors
California
$9K
SIS
42
Sound Income Strategies
Florida
$7K +$296 +110 +4%
Group One Trading
43
Group One Trading
Illinois
$6K -$19.3K -7,200 -75%
CPA
44
Cowen Prime Advisors
New York
$6K +$2.15K +800 +50%
Simplex Trading
45
Simplex Trading
Illinois
$5K -$19.4K -7,213 -78%
Wells Fargo
46
Wells Fargo
California
$3K
Citigroup
47
Citigroup
New York
$2K
FWM
48
Focused Wealth Management
New York
$2K +$148 +55 +6%
FHA
49
Flagship Harbor Advisors
Massachusetts
$1K
Goldman Sachs
50
Goldman Sachs
New York
-$626K -223,421 Closed

OXSQ Hedge Fund Activity: Q3 2020 in Review

49 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Oxford Square Capital (OXSQ) for Q3 2020, worth a combined $12.5M — down 21% from $15.9M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of OXSQ and 6 opened new positions — a net loss of 1 holder — while 21 trimmed existing stakes and 10 added.

The largest buyer was Two Sigma Advisers, adding an estimated $252K. The largest seller was Goldman Sachs, exiting entirely with an estimated $626K sold.

  • 49 institutional investors held Oxford Square Capital (OXSQ) as of Q3 2020, down from 50 in Q2 2020.
  • Funds reported $12.5M of Oxford Square Capital stock for Q3 2020, down 21% quarter-over-quarter.
  • 6 funds opened new Oxford Square Capital positions in Q3 2020 and 7 closed out, a net change of -1 holder.
  • The largest Oxford Square Capital buyer in Q3 2020 was Two Sigma Advisers, an estimated $252K added.
  • The largest Oxford Square Capital seller in Q3 2020 was Goldman Sachs, an estimated $626K sold.

Based on aggregated 13F filings for Q3 2020.