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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$5.63M +$2.23M +174,194 +65%
GC
2
Guggenheim Capital
Illinois
$2.13M +$32.3K +2,519 +2%
Bank of America
3
Bank of America
North Carolina
$354K +$68.3K +5,332 +24%
TC
4
TFS Capital
Pennsylvania
$311K +$314K +24,513 New
Wells Fargo
5
Wells Fargo
California
$310K +$19.2K +1,500 +7%
DA
6
Doliver Advisors
Texas
$307K -$165K -12,875 -35%
HK
7
Horizon Kinetics
New York
$286K -$64.1K -5,008 -18%
Morgan Stanley
8
Morgan Stanley
New York
$231K -$16.3K -1,276 -7%
Invesco
9
Invesco
Georgia
$229K -$125K -9,750 -35%
Goldman Sachs
10
Goldman Sachs
New York
$186K +$188K +14,659 New
U
11
UBS
Switzerland
$124K -$15.4K -1,206 -11%
WAM
12
Wolverine Asset Management
Illinois
$59K +$60.1K +4,694 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$38K
PSC
14
Prentiss Smith & Co
Vermont
$36K +$24.1K +1,880 +200%
AIG
15
American International Group
New York
$9.52K
AF
16
Arrow Financial
New York
$5K
TRCT
17
Tower Research Capital (TRC)
New York
$3K +$3.3K +258 New
Citigroup
18
Citigroup
New York
$1K -$884 -69 -48%
Nomura Holdings
19
Nomura Holdings
Japan
-$472K -33,961 Closed