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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$7.41M +$1.84M +148,073 +33%
GC
2
Guggenheim Capital
Illinois
$1.88M -$215K -17,286 -10%
6CM
3
683 Capital Management
New York
$1.05M +$1.04M +83,750 New
DA
4
Doliver Advisors
Texas
$656K +$352K +28,289 +117%
WAM
5
Wolverine Asset Management
Illinois
$334K +$275K +22,077 +470%
Morgan Stanley
6
Morgan Stanley
New York
$319K +$90.1K +7,242 +40%
Bank of America
7
Bank of America
North Carolina
$302K -$46.3K -3,720 -13%
Wells Fargo
8
Wells Fargo
California
$297K -$8.53K -686 -3%
HK
9
Horizon Kinetics
New York
$257K -$24.9K -2,000 -9%
Invesco
10
Invesco
Georgia
$209K -$16.4K -1,317 -7%
Goldman Sachs
11
Goldman Sachs
New York
$183K
U
12
UBS
Switzerland
$102K -$20.1K -1,615 -17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$42K +$4.81K +387 +13%
PSC
14
Prentiss Smith & Co
Vermont
$35K
AIG
15
American International Group
New York
$9.38K
AF
16
Arrow Financial
New York
$5K
TRCT
17
Tower Research Capital (TRC)
New York
$4K +$722 +58 +22%
Citigroup
18
Citigroup
New York
$3K +$2.36K +190 +253%
TC
19
TFS Capital
Pennsylvania
-$311K -24,513 Closed