Arrow Financial’s NUVEEN N.Y. DIV ADV MUNI FD NXK Stock Holding History

Arrow Financial’s Portfolio NXK Stock Details NXK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-360	Closed	-$5K	–	436
2014 Q2	$5K	Hold	360	–	–	﹤0.01%	318
2014 Q1	$5K	Hold	360	–	–	﹤0.01%	324
2013 Q4	$5K	Hold	360	–	–	﹤0.01%	313
2013 Q3	$5K	Hold	360	–	–	﹤0.01%	309
2013 Q2	$5K	Buy	+360	New	+$5.22K	﹤0.01%	301

Other funds holding NXK

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

6CM

683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

WAM

Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Arrow Financial's NXK Position: Q3 2014 in Review

Arrow Financial sold out of NUVEEN N.Y. DIV ADV MUNI FD (NXK) in Q3 2014, closing a stake of 360 shares — an estimated $5K sold.

Arrow Financial first reported a position in NXK in Q2 2013 and held it in 5 quarters. The position peaked at $5K in Q2 2014. 21 funds tracked by Wall St. Rank hold NXK as of Q3 2014.

Arrow Financial reported no remaining NUVEEN N.Y. DIV ADV MUNI FD position as of Q3 2014 after selling out during the quarter.
Arrow Financial sold 360 NUVEEN N.Y. DIV ADV MUNI FD shares in Q3 2014, an estimated $5K.
Arrow Financial first reported a position in NUVEEN N.Y. DIV ADV MUNI FD in Q2 2013 and held it in 5 quarters.
Arrow Financial's NUVEEN N.Y. DIV ADV MUNI FD position peaked at $5K in Q2 2014.
21 funds tracked by Wall St. Rank held NUVEEN N.Y. DIV ADV MUNI FD as of Q3 2014.

Based on Arrow Financial's 13F filing for Q3 2014, filed 31 Oct 2014.