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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

18 hedge funds and large institutions have $13.1M invested in NUVEEN N.Y. DIV ADV MUNI FD in 2013 Q4 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

28% more capital invested

Capital invested by funds: $10.2M → $13.1M (+$2.84M)

17% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 6

0% more funds holding

Funds holding: 1818 (0)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

Holders
18
Holders Change
Holders Change %
0%
% of All Funds
0.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
7
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$7.41M +$1.84M +148,073 +33%
GC
2
Guggenheim Capital
Illinois
$1.88M -$215K -17,286 -10%
6CM
3
683 Capital Management
New York
$1.05M +$1.04M +83,750 New
DA
4
Doliver Advisors
Texas
$656K +$352K +28,289 +117%
WAM
5
Wolverine Asset Management
Illinois
$334K +$275K +22,077 +470%
Morgan Stanley
6
Morgan Stanley
New York
$319K +$90.1K +7,242 +40%
Bank of America
7
Bank of America
North Carolina
$302K -$46.3K -3,720 -13%
Wells Fargo
8
Wells Fargo
California
$297K -$8.53K -686 -3%
HK
9
Horizon Kinetics
New York
$257K -$24.9K -2,000 -9%
Invesco
10
Invesco
Georgia
$209K -$16.4K -1,317 -7%
Goldman Sachs
11
Goldman Sachs
New York
$183K
U
12
UBS
Switzerland
$102K -$20.1K -1,615 -17%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$42K +$4.81K +387 +13%
PSC
14
Prentiss Smith & Co
Vermont
$35K
AIG
15
American International Group
New York
$9.38K
AF
16
Arrow Financial
New York
$5K
TRCT
17
Tower Research Capital (TRC)
New York
$4K +$722 +58 +22%
Citigroup
18
Citigroup
New York
$3K +$2.36K +190 +253%
TC
19
TFS Capital
Pennsylvania
-$311K -24,513 Closed

NXK Hedge Fund Activity: Q4 2013 in Review

18 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in NUVEEN N.Y. DIV ADV MUNI FD (NXK) for Q4 2013, worth a combined $13.1M — up 28% from $10.2M a quarter earlier.

Fund positioning in NXK was balanced in Q4 2013: 1 fund opened new positions, 1 closed out, 7 added to existing stakes and 6 trimmed.

The largest buyer was Tortoise Investment Management, adding an estimated $1.84M. The largest seller was TFS Capital, exiting entirely with an estimated $311K sold.

  • 18 institutional investors held NUVEEN N.Y. DIV ADV MUNI FD (NXK) as of Q4 2013, unchanged from Q3 2013.
  • Funds reported $13.1M of NUVEEN N.Y. DIV ADV MUNI FD stock for Q4 2013, up 28% quarter-over-quarter.
  • 1 fund opened new NUVEEN N.Y. DIV ADV MUNI FD positions in Q4 2013 and 1 closed out, a net change of 0 holders.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD buyer in Q4 2013 was Tortoise Investment Management, an estimated $1.84M added.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD seller in Q4 2013 was TFS Capital, an estimated $311K sold.

Based on aggregated 13F filings for Q4 2013.