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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

18 hedge funds and large institutions have $10.2M invested in NUVEEN N.Y. DIV ADV MUNI FD in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 5 increasing their positions, 6 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

20% more funds holding

Funds holding: 1518 (+3)

15% more capital invested

Capital invested by funds: $8.94M → $10.2M (+$1.31M)

17% less repeat investments, than reductions

Existing positions increased: 5 | Existing positions reduced: 6

Holders
18
Holders Change
+3
Holders Change %
+20%
% of All Funds
0.58%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
5
Reduced
6
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$5.63M +$2.23M +174,194 +65%
GC
2
Guggenheim Capital
Illinois
$2.13M +$32.3K +2,519 +2%
Bank of America
3
Bank of America
North Carolina
$354K +$68.3K +5,332 +24%
TC
4
TFS Capital
Pennsylvania
$311K +$314K +24,513 New
Wells Fargo
5
Wells Fargo
California
$310K +$19.2K +1,500 +7%
DA
6
Doliver Advisors
Texas
$307K -$165K -12,875 -35%
HK
7
Horizon Kinetics
New York
$286K -$64.1K -5,008 -18%
Morgan Stanley
8
Morgan Stanley
New York
$231K -$16.3K -1,276 -7%
Invesco
9
Invesco
Georgia
$229K -$125K -9,750 -35%
Goldman Sachs
10
Goldman Sachs
New York
$186K +$188K +14,659 New
U
11
UBS
Switzerland
$124K -$15.4K -1,206 -11%
WAM
12
Wolverine Asset Management
Illinois
$59K +$60.1K +4,694 New
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$38K
PSC
14
Prentiss Smith & Co
Vermont
$36K +$24.1K +1,880 +200%
AIG
15
American International Group
New York
$9.52K
AF
16
Arrow Financial
New York
$5K
TRCT
17
Tower Research Capital (TRC)
New York
$3K +$3.3K +258 New
Citigroup
18
Citigroup
New York
$1K -$884 -69 -48%
Nomura Holdings
19
Nomura Holdings
Japan
-$472K -33,961 Closed

NXK Hedge Fund Activity: Q3 2013 in Review

18 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in NUVEEN N.Y. DIV ADV MUNI FD (NXK) for Q3 2013, worth a combined $10.2M — up 15% from $8.94M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NXK positions and 1 closed out — a net gain of 3 holders — while 5 added to existing stakes and 6 trimmed.

The largest buyer was Tortoise Investment Management, adding an estimated $2.23M. The largest seller was Nomura Holdings, exiting entirely with an estimated $472K sold.

  • 18 institutional investors held NUVEEN N.Y. DIV ADV MUNI FD (NXK) as of Q3 2013, up from 15 in Q2 2013.
  • Funds reported $10.2M of NUVEEN N.Y. DIV ADV MUNI FD stock for Q3 2013, up 15% quarter-over-quarter.
  • 4 funds opened new NUVEEN N.Y. DIV ADV MUNI FD positions in Q3 2013 and 1 closed out, a net change of +3 holders.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD buyer in Q3 2013 was Tortoise Investment Management, an estimated $2.23M added.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD seller in Q3 2013 was Nomura Holdings, an estimated $472K sold.

Based on aggregated 13F filings for Q3 2013.