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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

18 hedge funds and large institutions have $16.5M invested in NUVEEN N.Y. DIV ADV MUNI FD in 2014 Q2 according to their latest regulatory filings, with 1 funds opening new positions, 7 increasing their positions, 4 reducing their positions, and 0 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more repeat investments, than reductions

Existing positions increased: 7 | Existing positions reduced: 4

13% more capital invested

Capital invested by funds: $14.6M → $16.5M (+$1.92M)

6% more funds holding

Funds holding: 1718 (+1)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
18
Holders Change
+1
Holders Change %
+5.88%
% of All Funds
0.52%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
1
Increased
7
Reduced
4
Closed
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$9.76M +$447K +33,620 +5%
GC
2
Guggenheim Capital
Illinois
$2.12M +$27.3K +2,054 +1%
6CM
3
683 Capital Management
New York
$1.13M
Wells Fargo
4
Wells Fargo
California
$549K +$218K +16,396 +67%
DA
5
Doliver Advisors
Texas
$431K -$45.7K -3,437 -10%
Bank of America
6
Bank of America
North Carolina
$429K +$81.2K +6,098 +24%
Lazard Asset Management
7
Lazard Asset Management
New York
$406K
Morgan Stanley
8
Morgan Stanley
New York
$338K -$599 -45 -0.2%
HK
9
Horizon Kinetics
New York
$267K -$9.41K -707 -3%
KIM
10
Karpus Investment Management
New York
$203K +$201K +15,094 New
Invesco
11
Invesco
Georgia
$200K -$16.3K -1,225 -8%
Goldman Sachs
12
Goldman Sachs
New York
$197K
WAM
13
Wolverine Asset Management
Illinois
$170K +$64.6K +4,856 +62%
U
14
UBS
Switzerland
$127K +$17.4K +1,305 +16%
Citigroup
15
Citigroup
New York
$87K +$69.7K +5,238 +423%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$46K
PSC
17
Prentiss Smith & Co
Vermont
$38K
AIG
18
American International Group
New York
$17.8K
AF
19
Arrow Financial
New York
$5K

NXK Hedge Fund Activity: Q2 2014 in Review

18 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in NUVEEN N.Y. DIV ADV MUNI FD (NXK) for Q2 2014, worth a combined $16.5M — up 13% from $14.6M a quarter earlier.

Buyers outnumbered sellers: 1 fund opened new NXK positions and 0 closed out — a net gain of 1 holder — while 7 added to existing stakes and 4 trimmed.

The largest buyer was Tortoise Investment Management, adding an estimated $447K. The largest seller was Doliver Advisors, cutting an estimated $45.7K.

  • 18 institutional investors held NUVEEN N.Y. DIV ADV MUNI FD (NXK) as of Q2 2014, up from 17 in Q1 2014.
  • Funds reported $16.5M of NUVEEN N.Y. DIV ADV MUNI FD stock for Q2 2014, up 13% quarter-over-quarter.
  • 1 fund opened new NUVEEN N.Y. DIV ADV MUNI FD positions in Q2 2014 and 0 closed out, a net change of +1 holder.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD buyer in Q2 2014 was Tortoise Investment Management, an estimated $447K added.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD seller in Q2 2014 was Doliver Advisors, an estimated $45.7K sold.

Based on aggregated 13F filings for Q2 2014.