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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

24 hedge funds and large institutions have $18.8M invested in NUVEEN N.Y. DIV ADV MUNI FD in 2014 Q4 according to their latest regulatory filings, with 5 funds opening new positions, 8 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

400% more first-time investments, than exits

New positions opened: 5 | Existing positions closed: 1

14% more funds holding

Funds holding: 2124 (+3)

14% more repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 7

5% more capital invested

Capital invested by funds: $17.9M → $18.8M (+$906K)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
24
Holders Change
+3
Holders Change %
+14.29%
% of All Funds
0.64%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
5
Increased
8
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$10.7M +$235K +17,897 +2%
GC
2
Guggenheim Capital
Illinois
$1.84M -$214K -16,288 -10%
6CM
3
683 Capital Management
New York
$1.65M +$480K +36,508 +41%
WAM
4
Wolverine Asset Management
Illinois
$669K +$273K +20,721 +69%
TCM
5
TAM Capital Management
Connecticut
$552K +$537K +40,815 New
DA
6
Doliver Advisors
Texas
$528K -$207K -15,724 -28%
Morgan Stanley
7
Morgan Stanley
New York
$453K +$137K +10,403 +44%
Lazard Asset Management
8
Lazard Asset Management
New York
$395K
HighTower Advisors
9
HighTower Advisors
Illinois
$323K +$39.5K +3,000 +14%
LCM
10
Landscape Capital Management
New Jersey
$228K +$39.7K +3,015 +21%
KIM
11
Karpus Investment Management
New York
$204K -$3.95K -300 -2%
Goldman Sachs
12
Goldman Sachs
New York
$194K
MIG
13
Mariner Investment Group
New York
$184K +$183K +13,900 New
HK
14
Horizon Kinetics
New York
$166K -$58.3K -4,428 -26%
Bank of America
15
Bank of America
North Carolina
$158K -$52.6K -4,000 -25%
Invesco
16
Invesco
Georgia
$144K -$40.6K -3,085 -22%
UBS Group
17
UBS Group
Switzerland
$131K +$130K +9,901 New
Wells Fargo
18
Wells Fargo
California
$108K -$420K -31,891 -80%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$63K +$17.9K +1,362 +40%
PSC
20
Prentiss Smith & Co
Vermont
$37K
Citigroup
21
Citigroup
New York
$23K +$6.54K +497 +39%
Creative Planning
22
Creative Planning
Kansas
$18K +$17.7K +1,346 New
AIG
23
American International Group
New York
$17.5K
MFS
24
MSI Financial Services
Massachusetts
$13K
PAM
25
Panagora Asset Management
Massachusetts
$10K +$9.63K +732 New

NXK Hedge Fund Activity: Q4 2014 in Review

24 of the 3,751 institutional investors tracked by Wall St. Rank reported a position in NUVEEN N.Y. DIV ADV MUNI FD (NXK) for Q4 2014, worth a combined $18.8M — up 5.1% from $17.9M a quarter earlier.

Buyers outnumbered sellers: 5 funds opened new NXK positions and 1 closed out — a net gain of 4 holders — while 8 added to existing stakes and 7 trimmed.

The largest buyer was 683 Capital Management, adding an estimated $480K. The largest seller was Wells Fargo, cutting an estimated $420K.

  • 24 institutional investors held NUVEEN N.Y. DIV ADV MUNI FD (NXK) as of Q4 2014, up from 21 in Q3 2014.
  • Funds reported $18.8M of NUVEEN N.Y. DIV ADV MUNI FD stock for Q4 2014, up 5.1% quarter-over-quarter.
  • 5 funds opened new NUVEEN N.Y. DIV ADV MUNI FD positions in Q4 2014 and 1 closed out, a net change of +4 holders.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD buyer in Q4 2014 was 683 Capital Management, an estimated $480K added.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD seller in Q4 2014 was Wells Fargo, an estimated $420K sold.

Based on aggregated 13F filings for Q4 2014.