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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

21 hedge funds and large institutions have $17.9M invested in NUVEEN N.Y. DIV ADV MUNI FD in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 6 increasing their positions, 7 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

17% more funds holding

Funds holding: 1821 (+3)

8% more capital invested

Capital invested by funds: $16.5M → $17.9M (+$1.36M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

14% less repeat investments, than reductions

Existing positions increased: 6 | Existing positions reduced: 7

Holders
21
Holders Change
+3
Holders Change %
+16.67%
% of All Funds
0.61%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
6
Reduced
7
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$10.4M +$842K +63,766 +9%
GC
2
Guggenheim Capital
Illinois
$2.06M -$8.91K -675 -0.4%
6CM
3
683 Capital Management
New York
$1.16M +$60K +4,541 +5%
DA
4
Doliver Advisors
Texas
$733K +$312K +23,660 +74%
Wells Fargo
5
Wells Fargo
California
$528K -$9.65K -731 -2%
Lazard Asset Management
6
Lazard Asset Management
New York
$396K
WAM
7
Wolverine Asset Management
Illinois
$393K +$228K +17,273 +137%
Morgan Stanley
8
Morgan Stanley
New York
$314K -$16K -1,215 -5%
HighTower Advisors
9
HighTower Advisors
Illinois
$282K +$282K +21,377 New
HK
10
Horizon Kinetics
New York
$223K -$38K -2,881 -15%
Bank of America
11
Bank of America
North Carolina
$210K -$210K -15,931 -50%
KIM
12
Karpus Investment Management
New York
$207K +$8.17K +619 +4%
Goldman Sachs
13
Goldman Sachs
New York
$193K
LCM
14
Landscape Capital Management
New Jersey
$187K +$187K +14,190 New
Invesco
15
Invesco
Georgia
$184K -$11.5K -873 -6%
TC
16
TFS Capital
Pennsylvania
$157K +$158K +11,953 New
U
17
UBS
Switzerland
$130K +$6.26K +474 +5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$45K
PSC
19
Prentiss Smith & Co
Vermont
$37K
AIG
20
American International Group
New York
$17.4K
Citigroup
21
Citigroup
New York
$17K -$68.6K -5,197 -80%
MFS
22
MSI Financial Services
Massachusetts
$13K +$13.2K +1,000 New
AF
23
Arrow Financial
New York
-$5K -360 Closed

NXK Hedge Fund Activity: Q3 2014 in Review

21 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in NUVEEN N.Y. DIV ADV MUNI FD (NXK) for Q3 2014, worth a combined $17.9M — up 8.2% from $16.5M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new NXK positions and 1 closed out — a net gain of 3 holders — while 6 added to existing stakes and 7 trimmed.

The largest buyer was Tortoise Investment Management, adding an estimated $842K. The largest seller was Bank of America, cutting an estimated $210K.

  • 21 institutional investors held NUVEEN N.Y. DIV ADV MUNI FD (NXK) as of Q3 2014, up from 18 in Q2 2014.
  • Funds reported $17.9M of NUVEEN N.Y. DIV ADV MUNI FD stock for Q3 2014, up 8.2% quarter-over-quarter.
  • 4 funds opened new NUVEEN N.Y. DIV ADV MUNI FD positions in Q3 2014 and 1 closed out, a net change of +3 holders.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD buyer in Q3 2014 was Tortoise Investment Management, an estimated $842K added.
  • The largest NUVEEN N.Y. DIV ADV MUNI FD seller in Q3 2014 was Bank of America, an estimated $210K sold.

Based on aggregated 13F filings for Q3 2014.