Nomura Holdings’s NUVEEN N.Y. DIV ADV MUNI FD NXK Stock Holding History

Nomura Holdings’s Portfolio NXK Stock Details NXK Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2013 Q3	–	Sell	-33,961	Closed	-$472K	–	2822
2013 Q2	$472K	Buy	+33,961	New	+$492K	﹤0.01%	1364

Other funds holding NXK

TIM

Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

TFS Capital West Chester, Pennsylvania $255M AUM 32.31% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return

Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Nomura Holdings's NXK Position: Q3 2013 in Review

Nomura Holdings sold out of NUVEEN N.Y. DIV ADV MUNI FD (NXK) in Q3 2013, closing a stake of 33,961 shares — an estimated $472K sold.

Nomura Holdings first reported a position in NXK in Q2 2013 and held it in 1 quarter. The position peaked at $472K in Q2 2013. 18 funds tracked by Wall St. Rank hold NXK as of Q3 2013.

Nomura Holdings reported no remaining NUVEEN N.Y. DIV ADV MUNI FD position as of Q3 2013 after selling out during the quarter.
Nomura Holdings sold 33,961 NUVEEN N.Y. DIV ADV MUNI FD shares in Q3 2013, an estimated $472K.
Nomura Holdings first reported a position in NUVEEN N.Y. DIV ADV MUNI FD in Q2 2013 and held it in 1 quarter.
Nomura Holdings's NUVEEN N.Y. DIV ADV MUNI FD position peaked at $472K in Q2 2013.
18 funds tracked by Wall St. Rank held NUVEEN N.Y. DIV ADV MUNI FD as of Q3 2013.

Based on Nomura Holdings's 13F filing for Q3 2013, filed 14 Nov 2013.