U
NXK

UBS’s NUVEEN N.Y. DIV ADV MUNI FD NXK Stock Holding History

UBS’s Portfolio NXK Stock Details NXK Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$130K Buy
9,893
+474
+5% +$6.26K ﹤0.01% 5675
2014
Q2 		$127K Buy
9,419
+1,305
+16% +$17.4K ﹤0.01% 5670
2014
Q1 		$106K Hold
8,114
– – ﹤0.01% 5906
2013
Q4 		$102K Sell
8,114
-1,615
-17% -$20.1K ﹤0.01% 6053
2013
Q3 		$124K Sell
9,729
-1,206
-11% -$15.4K ﹤0.01% 5770
2013
Q2 		$153K Buy
+10,935
New +$159K ﹤0.01% 5397

Other funds holding NXK

TIM
Tortoise Investment Management White Plains, New York $1.21B AUM 13.04% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
6CM
683 Capital Management New York $1.92B AUM 85.52% 1-Year Est. Return
DA
Doliver Advisors Houston, Texas $442M AUM 34.09% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
Lazard Asset Management
Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return
WAM
Wolverine Asset Management Chicago, Illinois $10.4B AUM 4.78% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
HighTower Advisors
HighTower Advisors Chicago, Illinois $94.2B AUM 21.24% 1-Year Est. Return
HK
Horizon Kinetics New York $3.06B AUM 5.37% 1-Year Est. Return

UBS's NXK Position: Q3 2014 in Review

UBS increased its NUVEEN N.Y. DIV ADV MUNI FD (NXK) stake by 5% in Q3 2014, buying an estimated $6.26K and bringing the position to 9,893 shares worth $130K. The position accounts for ﹤0.01% of the portfolio, ranked #5675.

UBS first reported a position in NXK in Q2 2013 and has held it in 6 quarters since. The position peaked at $153K in Q2 2013. 21 funds tracked by Wall St. Rank hold NXK as of Q3 2014.

  • UBS held 9,893 shares of NUVEEN N.Y. DIV ADV MUNI FD worth $130K as of Q3 2014.
  • UBS bought 474 NUVEEN N.Y. DIV ADV MUNI FD shares in Q3 2014, an estimated $6.26K.
  • NUVEEN N.Y. DIV ADV MUNI FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #5675 holding.
  • UBS first reported a position in NUVEEN N.Y. DIV ADV MUNI FD in Q2 2013 and has held it in 6 quarters since.
  • UBS's NUVEEN N.Y. DIV ADV MUNI FD position peaked at $153K in Q2 2013.
  • 21 funds tracked by Wall St. Rank held NUVEEN N.Y. DIV ADV MUNI FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.