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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$10.7M +$235K +17,897 +2%
GC
2
Guggenheim Capital
Illinois
$1.84M -$214K -16,288 -10%
6CM
3
683 Capital Management
New York
$1.65M +$480K +36,508 +41%
WAM
4
Wolverine Asset Management
Illinois
$669K +$273K +20,721 +69%
TCM
5
TAM Capital Management
Connecticut
$552K +$537K +40,815 New
DA
6
Doliver Advisors
Texas
$528K -$207K -15,724 -28%
Morgan Stanley
7
Morgan Stanley
New York
$453K +$137K +10,403 +44%
Lazard Asset Management
8
Lazard Asset Management
New York
$395K
HighTower Advisors
9
HighTower Advisors
Illinois
$323K +$39.5K +3,000 +14%
LCM
10
Landscape Capital Management
New Jersey
$228K +$39.7K +3,015 +21%
KIM
11
Karpus Investment Management
New York
$204K -$3.95K -300 -2%
Goldman Sachs
12
Goldman Sachs
New York
$194K
MIG
13
Mariner Investment Group
New York
$184K +$183K +13,900 New
HK
14
Horizon Kinetics
New York
$166K -$58.3K -4,428 -26%
Bank of America
15
Bank of America
North Carolina
$158K -$52.6K -4,000 -25%
Invesco
16
Invesco
Georgia
$144K -$40.6K -3,085 -22%
UBS Group
17
UBS Group
Switzerland
$131K +$130K +9,901 New
Wells Fargo
18
Wells Fargo
California
$108K -$420K -31,891 -80%
Royal Bank of Canada
19
Royal Bank of Canada
Ontario, Canada
$63K +$17.9K +1,362 +40%
PSC
20
Prentiss Smith & Co
Vermont
$37K
Citigroup
21
Citigroup
New York
$23K +$6.54K +497 +39%
Creative Planning
22
Creative Planning
Kansas
$18K +$17.7K +1,346 New
AIG
23
American International Group
New York
$17.5K
MFS
24
MSI Financial Services
Massachusetts
$13K
PAM
25
Panagora Asset Management
Massachusetts
$10K +$9.63K +732 New