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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$3.75M +$3.91M +269,759 New
GC
2
Guggenheim Capital
Illinois
$2.3M +$2.39M +165,087 New
DA
3
Doliver Advisors
Texas
$516K +$537K +37,041 New
Nomura Holdings
4
Nomura Holdings
Japan
$472K +$492K +33,961 New
Invesco
5
Invesco
Georgia
$387K +$403K +27,770 New
HK
6
Horizon Kinetics
New York
$384K +$400K +27,556 New
Wells Fargo
7
Wells Fargo
California
$319K +$333K +22,941 New
Bank of America
8
Bank of America
North Carolina
$314K +$327K +22,526 New
Morgan Stanley
9
Morgan Stanley
New York
$271K +$282K +19,473 New
U
10
UBS
Switzerland
$153K +$159K +10,935 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$42K +$43.5K +3,000 New
PSC
12
Prentiss Smith & Co
Vermont
$13K +$13.6K +940 New
AIG
13
American International Group
New York
$10.4K +$10.9K +750 New
AF
14
Arrow Financial
New York
$5K +$5.22K +360 New
Citigroup
15
Citigroup
New York
$2K +$2.09K +144 New