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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$10.4M +$842K +63,766 +9%
GC
2
Guggenheim Capital
Illinois
$2.06M -$8.91K -675 -0.4%
6CM
3
683 Capital Management
New York
$1.16M +$60K +4,541 +5%
DA
4
Doliver Advisors
Texas
$733K +$312K +23,660 +74%
Wells Fargo
5
Wells Fargo
California
$528K -$9.65K -731 -2%
Lazard Asset Management
6
Lazard Asset Management
New York
$396K
WAM
7
Wolverine Asset Management
Illinois
$393K +$228K +17,273 +137%
Morgan Stanley
8
Morgan Stanley
New York
$314K -$16K -1,215 -5%
HighTower Advisors
9
HighTower Advisors
Illinois
$282K +$282K +21,377 New
HK
10
Horizon Kinetics
New York
$223K -$38K -2,881 -15%
Bank of America
11
Bank of America
North Carolina
$210K -$210K -15,931 -50%
KIM
12
Karpus Investment Management
New York
$207K +$8.17K +619 +4%
Goldman Sachs
13
Goldman Sachs
New York
$193K
LCM
14
Landscape Capital Management
New Jersey
$187K +$187K +14,190 New
Invesco
15
Invesco
Georgia
$184K -$11.5K -873 -6%
TC
16
TFS Capital
Pennsylvania
$157K +$158K +11,953 New
U
17
UBS
Switzerland
$130K +$6.26K +474 +5%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$45K
PSC
19
Prentiss Smith & Co
Vermont
$37K
AIG
20
American International Group
New York
$17.4K
Citigroup
21
Citigroup
New York
$17K -$68.6K -5,197 -80%
MFS
22
MSI Financial Services
Massachusetts
$13K +$13.2K +1,000 New
AF
23
Arrow Financial
New York
-$5K -360 Closed