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NXK

NUVEEN N.Y. DIV ADV MUNI FD
NXK

Delisted

NXK was delisted on the 5th of June, 2015.

Name Holding Trade Value Shares
Change
Change in
Stake
TIM
1
Tortoise Investment Management
New York
$11M +$44.7K +3,312 +0.4%
GC
2
Guggenheim Capital
Illinois
$1.95M +$64.1K +4,747 +3%
6CM
3
683 Capital Management
New York
$1.76M +$67.5K +5,000 +4%
KIM
4
Karpus Investment Management
New York
$1.58M +$1.36M +101,077 +656%
Lazard Asset Management
5
Lazard Asset Management
New York
$613K
TCM
6
TAM Capital Management
Connecticut
$506K -$58.3K -4,316 -11%
DA
7
Doliver Advisors
Texas
$427K -$114K -8,409 -21%
HighTower Advisors
8
HighTower Advisors
Illinois
$412K +$81K +6,000 +25%
Susquehanna International Group
9
Susquehanna International Group
Pennsylvania
$335K +$335K +24,844 New
WAM
10
Wolverine Asset Management
Illinois
$236K -$448K -33,182 -66%
Goldman Sachs
11
Goldman Sachs
New York
$199K
Bank of America
12
Bank of America
North Carolina
$164K +$2.02K +150 +1%
HK
13
Horizon Kinetics
New York
$156K -$13.5K -1,000 -8%
Morgan Stanley
14
Morgan Stanley
New York
$152K -$311K -23,058 -67%
UBS Group
15
UBS Group
Switzerland
$134K +$54 +4 +0%
Invesco
16
Invesco
Georgia
$129K -$17.9K -1,328 -12%
Wells Fargo
17
Wells Fargo
California
$111K -$14 -1 -0%
Royal Bank of Canada
18
Royal Bank of Canada
Ontario, Canada
$64K
PSC
19
Prentiss Smith & Co
Vermont
$38K
Creative Planning
20
Creative Planning
Kansas
$18K
AIG
21
American International Group
New York
$18K
Citigroup
22
Citigroup
New York
$14K -$10.3K -761 -43%
MFS
23
MSI Financial Services
Massachusetts
$14K
LCM
24
Landscape Capital Management
New Jersey
-$228K -17,205 Closed
MIG
25
Mariner Investment Group
New York
-$184K -13,900 Closed