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NQU

NUVEEN QUALITY INCOME MUNI FD
NQU

Delisted

NQU was delisted on the 8th of April, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
KIM
1
Karpus Investment Management
New York
$24.5M +$12.3M +998,725 +99%
Bank of America
2
Bank of America
North Carolina
$21M -$802K -65,325 -4%
Morgan Stanley
3
Morgan Stanley
New York
$10.5M -$1.9M -154,670 -15%
OA
4
Oxbow Advisors
Texas
$6.95M +$3.13M +254,681 +81%
Invesco
5
Invesco
Georgia
$4.94M -$671K -54,634 -12%
AAM
6
Advisors Asset Management
Colorado
$4.87M -$822K -66,979 -14%
MSL
7
Mackay Shields LLC
New York
$4.68M +$4.69M +382,027 New
LPL Financial
8
LPL Financial
California
$4.14M +$263K +21,422 +7%
GC
9
Guggenheim Capital
Illinois
$3.12M -$655K -53,361 -17%
U
10
UBS
Switzerland
$3.05M +$1.52M +123,749 +99%
Wells Fargo
11
Wells Fargo
California
$2.67M -$920K -74,917 -26%
AQR Capital Management
12
AQR Capital Management
Connecticut
$2.29M +$649K +52,850 +39%
GEM
13
Global Endowment Management
North Carolina
$2.22M +$1.73M +141,300 +354%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$1.77M +$1.69M +137,886 +2,212%
NCM
15
Newgate Capital Management
Connecticut
$1.76M -$58.7K -4,784 -3%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$1.7M +$29.5K +2,405 +2%
HighTower Advisors
17
HighTower Advisors
Illinois
$1.17M +$401K +32,637 +52%
PPA
18
Parametric Portfolio Associates
Washington
$1.11M -$391K -31,841 -26%
PRCM
19
Pine River Capital Management
Minnesota
$919K +$713K +58,068 +344%
CA
20
Cornerstone Advisors
North Carolina
$881K -$462K -37,600 -34%
RCM
21
Rivernorth Capital Management
Florida
$839K +$841K +68,479 New
Barclays
22
Barclays
United Kingdom
$828K +$425K +34,619 +101%
HK
23
Horizon Kinetics
New York
$721K -$55.5K -4,520 -7%
Allianz Asset Management
24
Allianz Asset Management
Germany
$674K – – –
ACM
25
Akanthos Capital Management
California
$613K – – –
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