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NQU

NUVEEN QUALITY INCOME MUNI FD
NQU

Delisted

NQU was delisted on the 8th of April, 2016.

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Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of America
1
Bank of America
North Carolina
$23.3M +$25.2M +1,726,238 New
Morgan Stanley
2
Morgan Stanley
New York
$12.3M +$13.3M +910,913 New
Invesco
3
Invesco
Georgia
$10.2M +$11M +752,219 New
KIM
4
Karpus Investment Management
New York
$6.97M +$7.52M +516,108 New
AAM
5
Advisors Asset Management
Colorado
$6M +$6.48M +444,434 New
CRAM
6
Claren Road Asset Management
New York
$5.97M +$6.44M +441,917 New
Wells Fargo
7
Wells Fargo
California
$4.81M +$5.18M +355,819 New
GC
8
Guggenheim Capital
Illinois
$4.62M +$4.98M +341,803 New
MIG
9
Mariner Investment Group
New York
$2.6M +$2.8M +192,410 New
NCM
10
Newgate Capital Management
Connecticut
$2.43M +$2.63M +180,188 New
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.98M +$2.13M +146,513 New
TCM
12
Texan Capital Management
Texas
$1.84M +$1.98M +135,937 New
PHIMC
13
Private Harbour Investment Management & Counsel
Ohio
$1.82M +$1.97M +134,921 New
U
14
UBS
Switzerland
$1.69M +$1.82M +125,134 New
TC
15
TFS Capital
Pennsylvania
$1.63M +$1.75M +120,299 New
CA
16
Cornerstone Advisors
North Carolina
$1.48M +$1.6M +109,530 New
HK
17
Horizon Kinetics
New York
$1.2M +$1.29M +88,501 New
PPA
18
Parametric Portfolio Associates
Washington
$1.06M +$1.14M +78,181 New
DA
19
Doliver Advisors
Texas
$978K +$1.06M +72,416 New
OA
20
Oxbow Advisors
Texas
$941K +$1.01M +69,615 New
1CP
21
1607 Capital Partners
Virginia
$912K +$984K +67,493 New
LPL Financial
22
LPL Financial
California
$791K +$853K +58,530 New
Northwestern Mutual Wealth Management
23
Northwestern Mutual Wealth Management
Wisconsin
$780K +$842K +57,770 New
Allianz Asset Management
24
Allianz Asset Management
Germany
$743K +$801K +55,000 New
VanEck Associates
25
VanEck Associates
New York
$563K +$607K +41,661 New
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