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NQU

NUVEEN QUALITY INCOME MUNI FD
NQU

Delisted

NQU was delisted on the 8th of April, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
KIM
1
Karpus Investment Management
New York
$14.6M +$383K +27,904 +3%
Morgan Stanley
2
Morgan Stanley
New York
$14.4M -$238K -17,333 -2%
Wells Fargo
3
Wells Fargo
California
$13.4M +$2.62M +190,742 +25%
UBS Group
4
UBS Group
Switzerland
$6.25M +$232K +16,894 +4%
PPA
5
Parametric Portfolio Associates
Washington
$3.32M +$1.36M +99,187 +73%
RCM
6
Robinson Capital Management
Michigan
$3.05M +$2.96M +215,375 New
GC
7
Guggenheim Capital
Illinois
$3.02M +$881K +64,179 +43%
AAM
8
Advisors Asset Management
Colorado
$2.8M +$599K +43,625 +28%
LPL Financial
9
LPL Financial
California
$1.87M +$944K +68,790 +110%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.76M -$94.5K -6,890 -5%
OA
11
Oxbow Advisors
Texas
$1.69M +$37.7K +2,745 +2%
MIG
12
Mariner Investment Group
New York
$1.58M
PNC Financial Services Group
13
PNC Financial Services Group
Pennsylvania
$1.4M -$60.1K -4,378 -4%
VanEck Associates
14
VanEck Associates
New York
$1.35M +$241K +17,580 +23%
MSL
15
Mackay Shields LLC
New York
$1.25M -$1.81M -131,907 -60%
RCM
16
Rivernorth Capital Management
Florida
$1.16M +$581K +42,306 +108%
LCM
17
Landscape Capital Management
New Jersey
$1.07M +$571K +41,592 +124%
AA
18
AQR Arbitrage
Connecticut
$1.02M -$150K -10,943 -13%
HighTower Advisors
19
HighTower Advisors
Illinois
$986K -$38.7K -2,819 -4%
SJIC
20
St. James Investment Company
Texas
$946K
NPC
21
National Planning Corporation
California
$885K +$13.7K +1,000 +2%
CIA
22
Capital Investment Advisors
Georgia
$863K -$2.83K -206 -0.3%
VC
23
Vicus Capital
Pennsylvania
$743K +$137 +10 +0%
OHA
24
Oak Hill Advisors
New York
$712K
Northwestern Mutual Wealth Management
25
Northwestern Mutual Wealth Management
Wisconsin
$649K -$6.86K -500 -1%