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NQU

NUVEEN QUALITY INCOME MUNI FD
NQU

Delisted

NQU was delisted on the 8th of April, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
-$14.9M -1,014,107 Closed
Wells Fargo
2
Wells Fargo
California
-$14.9M -1,012,268 Closed
KIM
3
Karpus Investment Management
New York
-$10.5M -715,252 Closed
UBS Group
4
UBS Group
Switzerland
-$7.45M -505,841 Closed
GC
5
Guggenheim Capital
Illinois
-$4.92M -333,944 Closed
PPA
6
Parametric Portfolio Associates
Washington
-$4.77M -323,823 Closed
AAM
7
Advisors Asset Management
Colorado
-$4.29M -291,288 Closed
RCM
8
Robinson Capital Management
Michigan
-$3.17M -215,375 Closed
LPL Financial
9
LPL Financial
California
-$2.63M -176,061 Closed
VanEck Associates
10
VanEck Associates
New York
-$1.92M -130,371 Closed
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
-$1.87M -126,814 Closed
HighTower Advisors
12
HighTower Advisors
Illinois
-$1.28M -86,773 Closed
OA
13
Oxbow Advisors
Texas
-$1.25M -84,808 Closed
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
-$1.18M -80,218 Closed
SJIC
15
St. James Investment Company
Texas
-$873K -59,303 Closed
VC
16
Vicus Capital
Pennsylvania
-$871K -59,172 Closed
CIA
17
Capital Investment Advisors
Georgia
-$823K -55,887 Closed
RJFSA
18
Raymond James Financial Services Advisors
Florida
-$775K -52,644 Closed
OHA
19
Oak Hill Advisors
New York
-$739K -50,189 Closed
Bank of America
20
Bank of America
North Carolina
-$727K -49,423 Closed
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
-$709K -48,178 Closed
MIG
22
Mariner Investment Group
New York
-$561K -38,136 Closed
FFA
23
First Foundation Advisors
California
-$540K -36,691 Closed
PRCM
24
Pine River Capital Management
Minnesota
-$525K -35,686 Closed
LTFS
25
Ladenburg Thalmann Financial Services
Florida
-$509K -34,535 Closed