|
1
|
|
$13.9M
|
+$2.28M
|
+169,209
|
+20%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$13.5M
|
+$2.76M
|
+205,054
|
+26%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$10.2M
|
+$2.89M
|
+214,773
|
+40%
|
|
|
4
|
UBS Group
Zurich,
Switzerland
|
$5.72M
|
+$626K
|
+46,499
|
+12%
|
|
|
5
|
Mackay Shields LLC
New York
|
$2.97M
|
-$406K
|
-30,152
|
-12%
|
|
|
6
|
Advisors Asset Management
Monument,
Colorado
|
$2.08M
|
+$867K
|
+64,407
|
+72%
|
|
|
7
|
Guggenheim Capital
Chicago,
Illinois
|
$2.01M
|
-$33.4K
|
-2,480
|
-2%
|
|
|
8
|
Liberty Street Advisors
New York
|
$1.89M
|
+$235K
|
+17,452
|
+14%
|
|
|
9
|
Parametric Portfolio Associates
Seattle,
Washington
|
$1.82M
|
+$85.9K
|
+6,378
|
+5%
|
|
|
10
|
Commonwealth Equity Services
Waltham,
Massachusetts
|
$1.77M
|
-$20.2K
|
-1,498
|
-1%
|
|
|
11
|
Oxbow Advisors
Austin,
Texas
|
$1.57M
|
+$572K
|
+42,517
|
+58%
|
|
|
12
|
Mariner Investment Group
Harrison,
New York
|
$1.5M
|
-$12.7K
|
-945
|
-0.8%
|
|
|
13
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$1.39M
|
-$55.9K
|
-4,150
|
-4%
|
|
|
14
|
AQR Arbitrage
Greenwich,
Connecticut
|
$1.11M
|
-$139K
|
-10,293
|
-11%
|
|
|
15
|
VanEck Associates
New York
|
$1.05M
|
-$12.8K
|
-954
|
-1%
|
|
|
16
|
|
$999K
|
-$399K
|
-29,633
|
-29%
|
|
|
17
|
HighTower Advisors
Chicago,
Illinois
|
$980K
|
+$18.8K
|
+1,400
|
+2%
|
|
|
18
|
St. James Investment Company
Southlake,
Texas
|
$900K
|
+$29.3K
|
+2,180
|
+3%
|
|
|
19
|
Newgate Capital Management
Greenwich,
Connecticut
|
$845K
|
-$1.02M
|
-75,571
|
-55%
|
|
|
20
|
LPL Financial
San Diego,
California
|
$843K
|
-$123K
|
-9,103
|
-13%
|
|
|
21
|
National Planning Corporation
El Segundo,
California
|
$830K
|
–
|
–
|
–
|
|
|
22
|
Capital Investment Advisors
Atlanta,
Georgia
|
$824K
|
+$4.4K
|
+327
|
+0.5%
|
|
|
23
|
Vicus Capital
State College,
Pennsylvania
|
$706K
|
+$8K
|
+594
|
+1%
|
|
|
24
|
Oak Hill Advisors
New York
|
$677K
|
–
|
–
|
–
|
|
|
25
|
Northwestern Mutual Wealth Management
Milwaukee,
Wisconsin
|
$624K
|
+$60.5K
|
+4,491
|
+11%
|
|
