UBS’s NUVEEN QUALITY INCOME MUNI FD NQU Stock Holding History

UBS’s Portfolio NQU Stock Details NQU Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2.7M	Sell	197,123 -36,101	-15%	-$500K	﹤0.01%	2621
2014 Q2	$3.2M	Buy	233,224 +10,600	+5%	+$145K	﹤0.01%	2398
2014 Q1	$2.96M	Sell	222,624 -25,971	-10%	-$339K	﹤0.01%	2383
2013 Q4	$3.05M	Buy	248,595 +123,749	+99%	+$1.52M	﹤0.01%	2375
2013 Q3	$1.57M	Sell	124,846 -288	-0.2%	-$3.62K	﹤0.01%	2849
2013 Q2	$1.69M	Buy	+125,134	New	+$1.82M	﹤0.01%	2727

Other funds holding NQU

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Oxbow Advisors Austin, Texas $1.18B AUM 28.15% 1-Year Est. Return

MSL

Mackay Shields LLC New York $2.99B AUM 3.89% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

UBS's NQU Position: Q3 2014 in Review

UBS reduced its NUVEEN QUALITY INCOME MUNI FD (NQU) stake by 15% in Q3 2014, selling an estimated $500K and leaving 197,123 shares worth $2.7M. The position accounts for ﹤0.01% of the portfolio, ranked #2621.

UBS first reported a position in NQU in Q2 2013 and has held it in 6 quarters since. The position peaked at $3.2M in Q2 2014. 77 funds tracked by Wall St. Rank hold NQU as of Q3 2014.

UBS held 197,123 shares of NUVEEN QUALITY INCOME MUNI FD worth $2.7M as of Q3 2014.
UBS sold 36,101 NUVEEN QUALITY INCOME MUNI FD shares in Q3 2014, an estimated $500K.
NUVEEN QUALITY INCOME MUNI FD made up ﹤0.01% of UBS's portfolio in Q3 2014, its #2621 holding.
UBS first reported a position in NUVEEN QUALITY INCOME MUNI FD in Q2 2013 and has held it in 6 quarters since.
UBS's NUVEEN QUALITY INCOME MUNI FD position peaked at $3.2M in Q2 2014.
77 funds tracked by Wall St. Rank held NUVEEN QUALITY INCOME MUNI FD as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.