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NQM

NUVEEN INVESTMENT QLTY MUNI FD
NQM

Delisted

NQM was delisted on the 9th of September, 2016.

Name Holding Trade Value Shares
Change
Change in
Stake
ICOA
26
Investment Centers of America
North Dakota
$242K +$51.3K +3,300 +27%
AIG
27
American International Group
New York
$242K
WS
28
Wedbush Securities
California
$233K +$3.7K +238 +2%
PAG
29
Private Advisor Group
New Jersey
$229K
HCM
30
Hollencrest Capital Management
California
$223K
GBA
31
Garrison Bradford & Associates
New York
$188K
CBU
32
CIBC Bank USA
Illinois
$174K
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$167K
MMG
34
Monetary Management Group
Missouri
$166K
SSWM
35
Sheets Smith Wealth Management
North Carolina
$161K
EAM
36
Evanson Asset Management
California
$157K +$155K +10,000 New
DAM
37
Delta Asset Management
Tennessee
$110K
MFS
38
MSI Financial Services
Massachusetts
$61K +$37.7K +2,426 +168%
Deutsche Bank
39
Deutsche Bank
Germany
$44K
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$42K
DADC
41
D.A. Davidson & Co
Montana
$31K
MIM
42
Macroview Investment Management
Maryland
$31K
SIA
43
Sit Investment Associates
Minnesota
$30K
TRCT
44
Tower Research Capital (TRC)
New York
$20K +$20.2K +1,300 New
First Manhattan
45
First Manhattan
New York
$16K
VIA
46
Vantage Investment Advisors
Pennsylvania
$16K +$8.31K +535 +103%
Citigroup
47
Citigroup
New York
$11K -$2.7K -174 -20%
KTC
48
Kistler-Tiffany Companies
Pennsylvania
$10K
FMII
49
Farmers & Merchants Investments Inc
Nebraska
$8K
Northern Trust
50
Northern Trust
Illinois
$3K