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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
RCM
1
Rivernorth Capital Management
Florida
$5.15M +$4.3M +351,555 +489%
PMG
2
Private Management Group
California
$4.55M +$4.57M +374,056 New
GC
3
Guggenheim Capital
Illinois
$4.3M +$455K +37,248 +12%
Invesco
4
Invesco
Georgia
$2.65M +$178K +14,525 +7%
Wells Fargo
5
Wells Fargo
California
$2.44M -$901K -73,742 -27%
U
6
UBS
Switzerland
$2.2M +$342K +27,952 +18%
GEM
7
Global Endowment Management
North Carolina
$1.42M +$1.43M +117,000 New
LPL Financial
8
LPL Financial
California
$1.38M -$98.2K -8,038 -7%
WA
9
Whitebox Advisors
Minnesota
$1.22M +$1.22M +100,000 New
MIG
10
Mariner Investment Group
New York
$1.21M +$1.22M +99,718 New
TJHA
11
Thomas J. Herzfeld Advisors
Florida
$1.18M -$226K -18,503 -16%
TC
12
TFS Capital
Pennsylvania
$1.08M -$177K -14,469 -14%
AA
13
Apriem Advisors
California
$1.08M -$32.2K -2,639 -3%
AQR Capital Management
14
AQR Capital Management
Connecticut
$1.07M +$424K +34,700 +65%
AAM
15
Advisors Asset Management
Colorado
$861K +$428K +35,025 +98%
Morgan Stanley
16
Morgan Stanley
New York
$752K -$40.6K -3,323 -5%
Bank of America
17
Bank of America
North Carolina
$685K +$255K +20,904 +59%
PRCM
18
Pine River Capital Management
Minnesota
$626K +$629K +51,450 New
MBT
19
Montecito Bank & Trust
California
$425K +$106K +8,711 +33%
VKH
20
Virtu KCG Holdings
New York
$410K +$411K +33,653 New
SG Americas Securities
21
SG Americas Securities
New York
$382K +$383K +31,379 New
WAM
22
Weiss Asset Management
Massachusetts
$279K +$280K +22,915 New
DA
23
Doliver Advisors
Texas
$266K +$27.3K +2,230 +11%
TCM
24
Tradewinds Capital Management
Washington
$266K +$267K +21,875 New
WS
25
Wedbush Securities
California
$239K +$72.2K +5,909 +43%
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