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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$21.8M -$734K -54,736 -3%
KIM
2
Karpus Investment Management
New York
$6.24M -$16.7K -1,247 -0.3%
Morgan Stanley
3
Morgan Stanley
New York
$5.63M +$289K +21,554 +6%
GC
4
Guggenheim Capital
Illinois
$5.62M -$103K -7,707 -2%
RCM
5
Rivernorth Capital Management
Florida
$4.87M -$512K -38,199 -10%
PWSG
6
Pacific Wealth Strategies Group
California
$4.67M +$98K +7,307 +2%
BPCM
7
Beach Point Capital Management
California
$4.31M -$2.48M -184,908 -37%
Wells Fargo
8
Wells Fargo
California
$3.9M -$275K -20,520 -7%
WAM
9
Wolverine Asset Management
Illinois
$2.38M -$1.18M -87,663 -34%
Invesco
10
Invesco
Georgia
$2.35M -$105K -7,863 -4%
LCM
11
Leisure Capital Management
California
$2.29M – – –
AA
12
Apriem Advisors
California
$2.11M -$14.9K -1,114 -0.7%
RCM
13
Robinson Capital Management
Michigan
$2M +$1.92M +143,471 New
Bank of America
14
Bank of America
North Carolina
$1.95M +$24.8K +1,849 +1%
AAM
15
Advisors Asset Management
Colorado
$1.94M -$68.5K -5,109 -4%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.82M +$48.4K +3,612 +3%
FFA
17
First Foundation Advisors
California
$1.6M +$1M +74,728 +186%
WS
18
Wedbush Securities
California
$1.48M -$267K -19,900 -16%
MIG
19
Mariner Investment Group
New York
$1.41M – – –
RJA
20
Raymond James & Associates
Florida
$1.14M +$98.5K +7,347 +10%
COLIM
21
City of London Investment Management
United Kingdom
$1.09M – – –
LPL Financial
22
LPL Financial
California
$1M -$42.8K -3,190 -4%
LCM
23
Landscape Capital Management
New Jersey
$835K -$1.99M -148,169 -71%
JP Morgan Chase
24
JP Morgan Chase
New York
$726K +$699K +52,142 New
CC
25
Claybrook Capital
Massachusetts
$639K +$616K +45,935 New
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