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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$4.59M +$4.78M +340,140 New
Wells Fargo
2
Wells Fargo
California
$3.54M +$3.69M +262,064 New
Invesco
3
Invesco
Georgia
$3.31M +$3.45M +245,068 New
TJHA
4
Thomas J. Herzfeld Advisors
Florida
$1.57M +$1.64M +116,620 New
U
5
UBS
Switzerland
$1.56M +$1.63M +115,779 New
LPL Financial
6
LPL Financial
California
$1.16M +$1.21M +85,751 New
AA
7
Apriem Advisors
California
$1.06M +$1.1M +78,331 New
Morgan Stanley
8
Morgan Stanley
New York
$861K +$898K +63,862 New
Creative Planning
9
Creative Planning
Kansas
$745K +$776K +55,200 New
DA
10
Doliver Advisors
Texas
$588K +$613K +43,581 New
WAM
11
Wolverine Asset Management
Illinois
$349K +$365K +25,933 New
HK
12
Horizon Kinetics
New York
$261K +$272K +19,377 New
CAN
13
Cetera Advisor Networks
California
$181K +$189K +13,460 New
CA
14
Cetera Advisors
Colorado
$180K +$188K +13,352 New
FAAS
15
First Allied Advisory Services
California
$161K +$172K +12,198 New
SCM
16
Stonebridge Capital Management
California
$160K +$167K +11,895 New
PP
17
Paloma Partners
Connecticut
$159K +$166K +11,800 New
BA
18
Boston Advisors
Massachusetts
$152K +$159K +11,272 New
PFA
19
Pure Financial Advisors
California
$137K +$143K +10,187 New
WS
20
Wedbush Securities
California
$137K +$143K +10,189 New
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$109K +$113K +8,044 New
AAM
22
Advisors Asset Management
Colorado
$105K +$110K +7,815 New
Bank of America
23
Bank of America
North Carolina
$55K +$57.8K +4,109 New
MA
24
MUFG Americas
New York
$53K +$55K +3,914 New
WT
25
Whittier Trust
California
$43K +$45K +3,203 New
1
2