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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$23M +$3.02M +209,473 +16%
RCM
2
Rivernorth Capital Management
Florida
$13.2M +$5.93M +411,842 +87%
Morgan Stanley
3
Morgan Stanley
New York
$11.6M +$2.97M +206,314 +36%
GC
4
Guggenheim Capital
Illinois
$11.2M +$3.34M +232,160 +45%
Wells Fargo
5
Wells Fargo
California
$4.88M -$48.5K -3,370 -1%
PWSG
6
Pacific Wealth Strategies Group
California
$4.1M -$77.8K -5,406 -2%
FFA
7
First Foundation Advisors
California
$2.89M +$57.3K +3,982 +2%
LCM
8
Leisure Capital Management
California
$2.68M +$135K +9,345 +5%
C
9
Certuity
Florida
$2M +$360K +25,000 +23%
Invesco
10
Invesco
Georgia
$1.94M -$446K -30,983 -19%
AAM
11
Advisors Asset Management
Colorado
$1.76M -$118K -8,189 -6%
Bank of America
12
Bank of America
North Carolina
$1.72M +$134K +9,309 +9%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$1.69M +$392K +27,251 +32%
EW
14
Evoke Wealth
California
$1.64M +$29K +2,014 +2%
Osaic Holdings
15
Osaic Holdings
Arizona
$1.54M -$360K -25,020 -20%
DADC
16
D.A. Davidson & Co
Montana
$1.54M +$470K +32,656 +46%
WT
17
Whittier Trust
California
$1.3M -$116K -8,042 -8%
KIM
18
Karpus Investment Management
New York
$1.21M – – –
AA
19
Apriem Advisors
California
$1.09M -$9.55K -663 -0.9%
LPL Financial
20
LPL Financial
California
$780K +$13.2K +917 +2%
CC
21
Claybrook Capital
Massachusetts
$686K – – –
WS
22
Wedbush Securities
California
$662K -$33.1K -2,300 -5%
RJA
23
Raymond James & Associates
Florida
$585K -$48.4K -3,358 -8%
CAN
24
Cetera Advisor Networks
California
$414K -$13.8K -960 -3%
FAAS
25
First Allied Advisory Services
California
$406K -$5.27K -366 -1%
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