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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$20.5M +$17.9M +1,417,622 +702%
BPCM
2
Beach Point Capital Management
California
$6.27M +$7.38K +584 +0.1%
KIM
3
Karpus Investment Management
New York
$5.68M +$3.79M +299,715 +202%
GC
4
Guggenheim Capital
Illinois
$5.22M -$213K -16,851 -4%
RCM
5
Rivernorth Capital Management
Florida
$4.88M +$4.16M +329,420 +562%
Morgan Stanley
6
Morgan Stanley
New York
$4.86M +$576K +45,551 +13%
PWSG
7
Pacific Wealth Strategies Group
California
$4.17M -$539K -42,642 -11%
Wells Fargo
8
Wells Fargo
California
$3.81M -$1.61M -127,457 -30%
WAM
9
Wolverine Asset Management
Illinois
$3.28M +$438K +34,682 +15%
LCM
10
Landscape Capital Management
New Jersey
$2.64M +$910K +72,013 +53%
Invesco
11
Invesco
Georgia
$2.24M -$184K -14,531 -8%
LCM
12
Leisure Capital Management
California
$2.11M – – –
AA
13
Apriem Advisors
California
$1.94M -$212K -16,744 -10%
AAM
14
Advisors Asset Management
Colorado
$1.83M -$244K -19,272 -12%
Bank of America
15
Bank of America
North Carolina
$1.75M -$1.11M -87,538 -39%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.61M +$781K +61,804 +95%
WS
17
Wedbush Securities
California
$1.6M +$432K +34,173 +37%
CRC
18
Curi RMB Capital
Illinois
$1.54M +$260K +20,597 +20%
MIG
19
Mariner Investment Group
New York
$1.29M +$335K +26,536 +35%
AA
20
AQR Arbitrage
Connecticut
$1.15M +$868K +68,680 +313%
AC
21
Almitas Capital
California
$1.09M +$1.09M +86,264 New
COLIM
22
City of London Investment Management
United Kingdom
$988K – – –
LPL Financial
23
LPL Financial
California
$956K -$168K -13,316 -15%
RJA
24
Raymond James & Associates
Florida
$948K +$101K +7,997 +12%
WAM
25
Weiss Asset Management
Massachusetts
$646K +$644K +50,927 New
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