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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
UBS Group
1
UBS Group
Switzerland
$18.9M -$3.25M -214,837 -14%
Morgan Stanley
2
Morgan Stanley
New York
$8.04M +$886K +58,517 +11%
GC
3
Guggenheim Capital
Illinois
$7.32M -$110K -7,238 -1%
RCM
4
Rivernorth Capital Management
Florida
$6.67M +$5.1M +336,430 +251%
Wells Fargo
5
Wells Fargo
California
$4.68M +$760K +50,152 +18%
PWSG
6
Pacific Wealth Strategies Group
California
$3.96M -$165K -10,888 -4%
FFA
7
First Foundation Advisors
California
$2.68M +$141K +9,321 +5%
LCM
8
Leisure Capital Management
California
$2.41M +$3.02K +199 +0.1%
Invesco
9
Invesco
Georgia
$2.28M -$157K -10,335 -6%
AAM
10
Advisors Asset Management
Colorado
$1.79M -$60.9K -4,020 -3%
C
11
Certuity
Florida
$1.54M – – –
EW
12
Evoke Wealth
California
$1.52M -$3.88K -256 -0.2%
Bank of America
13
Bank of America
North Carolina
$1.5M +$280K +18,467 +21%
Osaic Holdings
14
Osaic Holdings
Arizona
$1.45M +$1.94M +128,175 New
WT
15
Whittier Trust
California
$1.35M +$37.2K +2,458 +3%
Royal Bank of Canada
16
Royal Bank of Canada
Ontario, Canada
$1.22M -$575K -37,932 -31%
KIM
17
Karpus Investment Management
New York
$1.15M -$338K -22,281 -22%
AA
18
Apriem Advisors
California
$1.04M -$439K -28,962 -28%
DADC
19
D.A. Davidson & Co
Montana
$996K +$1.07M +70,328 New
LPL Financial
20
LPL Financial
California
$727K +$101K +6,682 +15%
WS
21
Wedbush Securities
California
$660K -$434K -28,675 -38%
CC
22
Claybrook Capital
Massachusetts
$650K – – –
CRC
23
Curi RMB Capital
Illinois
$639K +$683K +45,100 New
RJA
24
Raymond James & Associates
Florida
$603K -$144K -9,495 -18%
AA
25
AQR Arbitrage
Connecticut
$474K +$507K +33,474 New
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