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Nuveen California AMT-Free Quality Municipal Income Fund
NKX

Name Holding Trade Value Shares
Change 		Change in
Stake
GC
1
Guggenheim Capital
Illinois
$7.24M +$360K +22,018 +5%
AAM
2
Advisors Asset Management
Colorado
$6.73M +$119K +7,278 +2%
UBS Group
3
UBS Group
Switzerland
$6.7M -$825K -50,535 -11%
LPL Financial
4
LPL Financial
California
$6.16M -$5.85M -358,227 -50%
Invesco
5
Invesco
Georgia
$4.97M +$340K +20,799 +8%
Morgan Stanley
6
Morgan Stanley
New York
$4.61M +$252K +15,421 +6%
Wells Fargo
7
Wells Fargo
California
$4.01M +$133K +8,166 +4%
LCM
8
Leisure Capital Management
California
$2.41M – – –
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$2M +$352K +21,534 +23%
AA
10
Apriem Advisors
California
$1.74M +$40.8K +2,497 +3%
Bank of America
11
Bank of America
North Carolina
$1.44M -$920K -56,343 -40%
LTFS
12
Ladenburg Thalmann Financial Services
Florida
$1.2M +$15.2K +930 +1%
RJA
13
Raymond James & Associates
Florida
$912K +$874K +53,500 New
PMG
14
Private Management Group
California
$905K -$729K -44,613 -46%
WT
15
Whittier Trust
California
$785K – – –
RJFSA
16
Raymond James Financial Services Advisors
Florida
$750K -$18.5K -1,131 -3%
IA
17
IFP Advisors
Florida
$504K +$483K +29,575 New
TIM
18
Tortoise Investment Management
New York
$365K -$176K -10,800 -34%
MBT
19
Montecito Bank & Trust
California
$338K -$21.2K -1,300 -6%
NSIM
20
North Star Investment Management
Illinois
$325K – – –
SNT
21
Security National Trust
West Virginia
$320K – – –
FAAS
22
First Allied Advisory Services
California
$306K +$124K +7,615 +73%
VHAM
23
Van Hulzen Asset Management
California
$294K – – –
DI
24
Diligent Investors
California
$293K – – –
WS
25
Wedbush Securities
California
$284K -$46.6K -2,850 -15%
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