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MidCap Financial Investment
MFIC

132 hedge funds and large institutions have $301M invested in MidCap Financial Investment in 2021 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 45 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more capital invested

Capital invested by funds: $237M → $301M (+$64.3M)

5% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 20

0.51% less ownership

Funds ownership: 34.15% → 33.63% (-0.51%)

1% less funds holding

Funds holding: 133 → 132 (-1)

18% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 45

28% less call options, than puts

Call options by funds: $4.71M | Put options by funds: $6.55M

Holders
132
Holders Change
-1
Holders Change %
-0.75%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
21
Increased
37
Reduced
45
Closed
20
Calls
$4.71M
Puts
$6.55M
Net Calls
-$1.84M
Net Calls Change
+$8.56M

Top Buyers

Rank Fund Capital Flow
1
CHAM
Clear Harbor Asset Management
Connecticut
+$3.8M
2
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$2.43M
3
Citadel Advisors
Citadel Advisors
Florida
+$2.21M
4
VanEck Associates
VanEck Associates
New York
+$2.07M
5
PCM
Prelude Capital Management
New York
+$1.06M

Top Sellers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
-$4.96M
2
Morgan Stanley
Morgan Stanley
New York
-$2.22M
3
BlackRock
BlackRock
New York
-$2.2M
4
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$2.11M
5
AMH
Apollo Management Holdings
New York
-$1.8M
Name Holding Trade Value Shares
Change 		Change in
Stake
FWM
126
Focused Wealth Management
New York
$2K – – –
SWM
127
Spire Wealth Management
Virginia
$2K +$1.76K +133 New
FMP
128
Financial Management Professionals
Texas
$1K – – –
IRC
129
Investors Research Corp
Georgia
$1K – – –
TCM
130
TD Capital Management
Tennessee
$1K +$1.32K +100 New
HFS
131
HBC Financial Services
Washington
$820 -$13 -1 -2%
CCA
132
Catalyst Capital Advisors
New York
– -$409K -38,487 Closed
Tudor Investment Corp
133
Tudor Investment Corp
Connecticut
– -$383K -36,051 Closed
VF
134
Virtu Financial
New York
– -$322K -30,339 Closed
QC
135
Quadrature Capital
United Kingdom
– -$196K -18,409 Closed
Deutsche Bank
136
Deutsche Bank
Germany
– -$183K -17,200 Closed
SS
137
Simplicity Solutions
Minnesota
– -$146K -13,783 Closed
SSG
138
Summit Securities Group
New York
– -$135K -12,700 Closed
KeyBank National Association
139
KeyBank National Association
Ohio
– -$127K -11,925 Closed
DI
140
DFPG Investments
Utah
– -$124K -10,579 Closed
GCP
141
GSA Capital Partners
United Kingdom
– -$107K -10,028 Closed
WAM
142
Wolverine Asset Management
Illinois
– -$61K -5,818 Closed
CG
143
Cutler Group
California
– -$62K -4,700 Closed
VFA
144
Valeo Financial Advisors
Indiana
– -$48.2K -3,654 Closed
AA
145
Ancora Advisors
Ohio
– -$15K -1,378 Closed
GI
146
Gradient Investments
Minnesota
– -$7K -880 Closed
PNC Financial Services Group
147
PNC Financial Services Group
Pennsylvania
– -$9K -833 Closed
OIM
148
Oder Investment Management
California
– -$4K -404 Closed
PMFA
149
Plante Moran Financial Advisors
Michigan
– -$3.08K -233 Closed
BNP Paribas Financial Markets
150
BNP Paribas Financial Markets
France
– -$2.45K -231 Closed
3 4 5
6
7

MFIC Hedge Fund Activity: Q1 2021 in Review

132 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q1 2021, worth a combined $301M — up 27% from $237M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new MFIC positions and 20 closed out — a net gain of 1 holder — while 37 added to existing stakes and 45 trimmed.

The largest buyer was Clear Harbor Asset Management, opening a new position worth an estimated $3.8M. The largest seller was Thornburg Investment Management, cutting an estimated $4.96M.

  • 132 institutional investors held MidCap Financial Investment (MFIC) as of Q1 2021, down from 133 in Q4 2020.
  • Funds reported $301M of MidCap Financial Investment stock for Q1 2021, up 27% quarter-over-quarter.
  • 21 funds opened new MidCap Financial Investment positions in Q1 2021 and 20 closed out, a net change of +1 holder.
  • The largest MidCap Financial Investment buyer in Q1 2021 was Clear Harbor Asset Management, an estimated $3.8M added.
  • The largest MidCap Financial Investment seller in Q1 2021 was Thornburg Investment Management, an estimated $4.96M sold.

Based on aggregated 13F filings for Q1 2021.