DFPG Investments’s MidCap Financial Investment MFIC Stock Holding History

DFPG Investments’s Portfolio MFIC Stock Details MFIC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2021 Q1	–	Sell	-10,579	Closed	-$124K	–	174
2020 Q4	$124K	Sell	10,579 -27	-0.3%	-$262	0.06%	155
2020 Q3	$91K	Sell	10,606 -1,634	-13%	-$15.1K	0.05%	164
2020 Q2	$113K	Hold	12,240	–	–	0.07%	164
2020 Q1	$99K	Buy	12,240 +1	+0%	+$15	0.07%	147
2019 Q4	$216K	Sell	12,239 -1,082	-8%	-$17.8K	0.14%	144
2019 Q3	$205K	Buy	13,321 +39	+0.3%	+$637	0.17%	146
2019 Q2	$217K	Sell	13,282 -630	-5%	-$9.9K	0.21%	138
2019 Q1	$212K	Sell	13,912 -3,007	-18%	-$45.1K	0.23%	121
2018 Q4	$210K	Buy	+16,919	New	+$258K	0.28%	109

Other funds holding MFIC

TIM

Thornburg Investment Management Santa Fe, New Mexico $9.63B AUM 35.65% 1-Year Est. Return

AMH

Apollo Management Holdings New York $7.6B AUM 23.97% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

DFPG Investments's MFIC Position: Q1 2021 in Review

DFPG Investments sold out of MidCap Financial Investment (MFIC) in Q1 2021, closing a stake of 10,579 shares — an estimated $124K sold.

DFPG Investments first reported a position in MFIC in Q4 2018 and held it in 9 quarters. The position peaked at $217K in Q2 2019. 132 funds tracked by Wall St. Rank hold MFIC as of Q1 2021.

DFPG Investments reported no remaining MidCap Financial Investment position as of Q1 2021 after selling out during the quarter.
DFPG Investments sold 10,579 MidCap Financial Investment shares in Q1 2021, an estimated $124K.
DFPG Investments first reported a position in MidCap Financial Investment in Q4 2018 and held it in 9 quarters.
DFPG Investments's MidCap Financial Investment position peaked at $217K in Q2 2019.
132 funds tracked by Wall St. Rank held MidCap Financial Investment as of Q1 2021.

Based on DFPG Investments's 13F filing for Q1 2021, filed 14 Apr 2021.