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MidCap Financial Investment

133 hedge funds and large institutions have $237M invested in MidCap Financial Investment in 2020 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 35 increasing their positions, 37 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

112% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 17

27% more capital invested

Capital invested by funds: $187M → $237M (+$50.2M)

16% more funds holding

Funds holding: 115133 (+18)

0.61% more ownership

Funds ownership: 33.54%34.15% (+0.61%)

5% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 37

84% less call options, than puts

Call options by funds: $1.94M | Put options by funds: $12.3M

Holders
133
Holders Change
+18
Holders Change %
+15.65%
% of All Funds
2.35%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
36
Increased
35
Reduced
37
Closed
17
Calls
$1.94M
Puts
$12.3M
Net Calls
-$10.4M
Net Calls Change
-$3.97M
Name Holding Trade Value Shares
Change
Change in
Stake
BRWM
76
B. Riley Wealth Management
Tennessee
$156K +$142K +14,640 New
Rockefeller Capital Management
77
Rockefeller Capital Management
New York
$155K -$64.2K -6,612 -31%
Cambridge Investment Research Advisors
78
Cambridge Investment Research Advisors
Iowa
$146K +$1.22K +126 +0.9%
SS
79
Simplicity Solutions
Minnesota
$146K +$24.6K +2,529 +22%
CCIA
80
Campbell & Co Investment Adviser
Maryland
$141K +$129K +13,300 New
SSG
81
Summit Securities Group
New York
$135K +$123K +12,700 New
HVIA
82
Hudson Valley Investment Advisors
New York
$133K +$121K +12,500 New
D.E. Shaw & Co
83
D.E. Shaw & Co
New York
$128K +$117K +12,031 New
RJFSA
84
Raymond James Financial Services Advisors
Florida
$127K -$183K -18,900 -61%
KeyBank National Association
85
KeyBank National Association
Ohio
$127K +$4.8K +494 +4%
ASN
86
Advisory Services Network
Georgia
$126K -$56.2K -5,789 -33%
SAS
87
Stelac Advisory Services
New York
$125K +$115K +11,806 New
DI
88
DFPG Investments
Utah
$124K -$262 -27 -0.3%
BRWA
89
B. Riley Wealth Advisors
Florida
$123K -$59.7K -6,148 -35%
UCFA
90
United Capital Financial Advisors
Texas
$123K -$18.7K -1,928 -14%
Victory Capital Management
91
Victory Capital Management
Texas
$116K +$2.33K +240 +2%
GWMIA
92
Global Wealth Management Investment Advisory
Florida
$107K +$8.72K +898 +10%
GCP
93
GSA Capital Partners
United Kingdom
$107K +$97.3K +10,028 New
CBB
94
Citizens Business Bank
California
$106K
BC
95
Barnett & Company
Tennessee
$102K
BWP
96
Baldwin Wealth Partners
Massachusetts
$89K +$14.6K +1,500 +22%
WAM
97
Wolverine Asset Management
Illinois
$61K -$461K -47,504 -89%
CG
98
Cutler Group
California
$49K +$45.6K +4,700 New
FIA
99
FNY Investment Advisers
New York
$42K +$38.8K +4,000 New
VFA
100
Valeo Financial Advisors
Indiana
$39K

MFIC Hedge Fund Activity: Q4 2020 in Review

133 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2020, worth a combined $237M — up 27% from $187M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new MFIC positions and 17 closed out — a net gain of 19 holders — while 35 added to existing stakes and 37 trimmed.

The largest buyer was Grantham, Mayo, Van Otterloo & Co (GMO), opening a new position worth an estimated $2.12M. The largest seller was Thornburg Investment Management, cutting an estimated $2.91M.

  • 133 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2020, up from 115 in Q3 2020.
  • Funds reported $237M of MidCap Financial Investment stock for Q4 2020, up 27% quarter-over-quarter.
  • 36 funds opened new MidCap Financial Investment positions in Q4 2020 and 17 closed out, a net change of +19 holders.
  • The largest MidCap Financial Investment buyer in Q4 2020 was Grantham, Mayo, Van Otterloo & Co (GMO), an estimated $2.12M added.
  • The largest MidCap Financial Investment seller in Q4 2020 was Thornburg Investment Management, an estimated $2.91M sold.

Based on aggregated 13F filings for Q4 2020.