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MidCap Financial Investment
MFIC

150 hedge funds and large institutions have $438M invested in MidCap Financial Investment in 2019 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 50 increasing their positions, 40 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 40

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

3% more funds holding

Funds holding: 146 → 150 (+4)

3% more capital invested

Capital invested by funds: $423M → $438M (+$14.7M)

0% more funds holding in top 10

Funds holding in top 10: 2 → 2 (0)

1.07% less ownership

Funds ownership: 38.81% → 37.75% (-1.1%)

78% less call options, than puts

Call options by funds: $872K | Put options by funds: $4.04M

Holders
150
Holders Change
+4
Holders Change %
+2.74%
% of All Funds
2.96%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.04%
New
26
Increased
50
Reduced
40
Closed
22
Calls
$872K
Puts
$4.04M
Net Calls
-$3.17M
Net Calls Change
-$1.35M

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$15.9M
2
Invesco
Invesco
Georgia
+$8.76M
3
JP Morgan Chase
JP Morgan Chase
New York
+$4.93M
4
Two Sigma Investments
Two Sigma Investments
New York
+$2.13M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
+$1.82M

Top Sellers

Rank Fund Capital Flow
1
TIM
Thornburg Investment Management
New Mexico
-$38M
2
Citadel Advisors
Citadel Advisors
Florida
-$5.5M
3
SSA
Schonfeld Strategic Advisors
New York
-$3.61M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$3.31M
5
Morgan Stanley
Morgan Stanley
New York
-$1.9M
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
76
Shelton Capital Management
Colorado
$394K – – –
Janney Montgomery Scott
77
Janney Montgomery Scott
Pennsylvania
$392K -$5.69K -345 -2%
Canada Life
78
Canada Life
Manitoba, Canada
$387K +$368K +22,340 New
EWM
79
Evercore Wealth Management
New York
$365K – – –
Goldman Sachs
80
Goldman Sachs
New York
$338K -$113K -6,863 -26%
SPIA
81
Steward Partners Investment Advisory
New York
$337K -$6.76K -410 -2%
Neuberger Berman Group
82
Neuberger Berman Group
New York
$329K +$311K +18,851 New
IWM
83
IHT Wealth Management
Illinois
$315K +$13.2K +801 +5%
DI
84
Diligent Investors
California
$307K – – –
EGA
85
Eagle Global Advisors
Texas
$278K +$73.9K +4,480 +39%
Victory Capital Management
86
Victory Capital Management
Texas
$264K +$45.2K +2,740 +22%
CCIA
87
Campbell & Co Investment Adviser
Maryland
$259K +$245K +14,845 New
BC
88
Barnett & Company
Tennessee
$242K +$126K +7,612 +122%
AG
89
Aperio Group
California
$231K +$218K +13,213 New
DI
90
DFPG Investments
Utah
$216K -$17.8K -1,082 -8%
AI
91
Atria Investments
North Carolina
$201K +$189K +11,485 New
QT
92
Quantbot Technologies
New York
$195K +$155K +9,379 +523%
CBA
93
Coastal Bridge Advisors
Connecticut
$193K -$38.1K -2,308 -17%
OC
94
Oppenheimer & Co
New York
$193K – – –
HVIA
95
Hudson Valley Investment Advisors
New York
$192K – – –
OFS
96
OneAscent Financial Services
Alabama
$191K +$181K +10,944 New
RFN
97
RDA Financial Network
Iowa
$184K – – –
KeyBank National Association
98
KeyBank National Association
Ohio
$177K +$168K +10,163 New
CBB
99
Citizens Business Bank
California
$175K – – –
IAA
100
Independent Advisor Alliance
North Carolina
$175K +$165K +10,031 New
2 3
4
5 6

MFIC Hedge Fund Activity: Q4 2019 in Review

150 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q4 2019, worth a combined $438M — up 3.5% from $423M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MFIC positions and 22 closed out — a net gain of 4 holders — while 50 added to existing stakes and 40 trimmed.

The largest buyer was Arrowstreet Capital, adding an estimated $15.9M. The largest seller was Thornburg Investment Management, cutting an estimated $38M.

  • 150 institutional investors held MidCap Financial Investment (MFIC) as of Q4 2019, up from 146 in Q3 2019.
  • Funds reported $438M of MidCap Financial Investment stock for Q4 2019, up 3.5% quarter-over-quarter.
  • 26 funds opened new MidCap Financial Investment positions in Q4 2019 and 22 closed out, a net change of +4 holders.
  • The largest MidCap Financial Investment buyer in Q4 2019 was Arrowstreet Capital, an estimated $15.9M added.
  • The largest MidCap Financial Investment seller in Q4 2019 was Thornburg Investment Management, an estimated $38M sold.

Based on aggregated 13F filings for Q4 2019.