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MidCap Financial Investment
MFIC

146 hedge funds and large institutions have $423M invested in MidCap Financial Investment in 2019 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 44 increasing their positions, 47 reducing their positions, and 26 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $442M → $423M (-$18.7M)

6% less repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 47

2% less funds holding

Funds holding: 149 → 146 (-3)

2.36% less ownership

Funds ownership: 41.18% → 38.81% (-2.4%)

12% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 26

50% less funds holding in top 10

Funds holding in top 10: 4 → 2 (-2)

66% less call options, than puts

Call options by funds: $924K | Put options by funds: $2.74M

Holders
146
Holders Change
-3
Holders Change %
-2.01%
% of All Funds
3.2%
Holding in Top 10
2
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-50%
% of All Funds
0.04%
New
23
Increased
44
Reduced
47
Closed
26
Calls
$924K
Puts
$2.74M
Net Calls
-$1.82M
Net Calls Change
+$120K

Top Buyers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
+$4.8M
2
JP Morgan Chase
JP Morgan Chase
New York
+$3.32M
3
SSA
Schonfeld Strategic Advisors
New York
+$2.6M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.22M
5
Two Sigma Investments
Two Sigma Investments
New York
+$1.94M

Top Sellers

Rank Fund Capital Flow
1
Fuller & Thaler Asset Management
Fuller & Thaler Asset Management
California
-$12.6M
2
Citadel Advisors
Citadel Advisors
Florida
-$7.79M
3
Allianz Asset Management
Allianz Asset Management
Germany
-$5M
4
CCM
Callodine Capital Management
Massachusetts
-$4.26M
5
AM
Ares Management
California
-$3.57M
Name Holding Trade Value Shares
Change 		Change in
Stake
SPIA
76
Steward Partners Investment Advisory
New York
$317K +$304K +18,628 +1,695%
DI
77
Diligent Investors
California
$283K – – –
IWM
78
IHT Wealth Management
Illinois
$278K -$11.5K -706 -4%
RJFSA
79
Raymond James Financial Services Advisors
Florida
$275K +$51.2K +3,130 +22%
Two Sigma Advisers
80
Two Sigma Advisers
New York
$275K +$83.6K +5,113 +43%
GSWM
81
Golden State Wealth Management
California
$256K +$222K +13,600 +583%
CP
82
Cumberland Partners
Ontario, Canada
$250K – – –
PPA
83
Parametric Portfolio Associates
Washington
$231K – – –
Balyasny Asset Management
84
Balyasny Asset Management
Illinois
$230K +$233K +14,285 New
TI
85
Trexquant Investment
Connecticut
$218K +$222K +13,566 New
CBA
86
Coastal Bridge Advisors
Connecticut
$215K +$218K +13,366 New
DI
87
DFPG Investments
Utah
$205K +$637 +39 +0.3%
Victory Capital Management
88
Victory Capital Management
Texas
$199K +$203K +12,394 New
ZCA
89
Zeke Capital Advisors
Pennsylvania
$197K – – –
CIBC World Market
90
CIBC World Market
Ontario, Canada
$192K -$3.01K -184 -2%
EGA
91
Eagle Global Advisors
Texas
$185K – – –
OC
92
Oppenheimer & Co
New York
$178K -$12K -732 -6%
HVIA
93
Hudson Valley Investment Advisors
New York
$177K – – –
RFN
94
RDA Financial Network
Iowa
$173K +$964 +59 +0.6%
Point72 Asset Management
95
Point72 Asset Management
Connecticut
$166K +$169K +10,338 New
UCFA
96
United Capital Financial Advisors
Texas
$165K +$2.42K +148 +1%
CBB
97
Citizens Business Bank
California
$161K – – –
SAS
98
Stelac Advisory Services
New York
$146K +$539 +33 +0.4%
WAP
99
Wealthcare Advisory Partners
Pennsylvania
$107K – – –
BC
100
Barnett & Company
Tennessee
$101K – – –
2 3
4
5 6

MFIC Hedge Fund Activity: Q3 2019 in Review

146 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2019, worth a combined $423M — down 4.2% from $442M a quarter earlier.

Sellers outnumbered buyers: 26 funds closed out of MFIC and 23 opened new positions — a net loss of 3 holders — while 47 trimmed existing stakes and 44 added.

The largest buyer was Arrowstreet Capital, adding an estimated $4.8M. The largest seller was Fuller & Thaler Asset Management, cutting an estimated $12.6M.

  • 146 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2019, down from 149 in Q2 2019.
  • Funds reported $423M of MidCap Financial Investment stock for Q3 2019, down 4.2% quarter-over-quarter.
  • 23 funds opened new MidCap Financial Investment positions in Q3 2019 and 26 closed out, a net change of -3 holders.
  • The largest MidCap Financial Investment buyer in Q3 2019 was Arrowstreet Capital, an estimated $4.8M added.
  • The largest MidCap Financial Investment seller in Q3 2019 was Fuller & Thaler Asset Management, an estimated $12.6M sold.

Based on aggregated 13F filings for Q3 2019.