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MidCap Financial Investment
MFIC

115 hedge funds and large institutions have $187M invested in MidCap Financial Investment in 2020 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 42 increasing their positions, 36 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

17% more repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 36

0.94% less ownership

Funds ownership: 34.48% → 33.54% (-0.94%)

14% less capital invested

Capital invested by funds: $216M → $187M (-$29.3M)

15% less funds holding

Funds holding: 136 → 115 (-21)

67% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 30

71% less call options, than puts

Call options by funds: $2.67M | Put options by funds: $9.1M

Holders
115
Holders Change
-21
Holders Change %
-15.44%
% of All Funds
2.32%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
42
Reduced
36
Closed
30
Calls
$2.67M
Puts
$9.1M
Net Calls
-$6.43M
Net Calls Change
+$2.9M

Top Buyers

Rank Fund Capital Flow
1
BlackRock
BlackRock
New York
+$1.46M
2
Invesco
Invesco
Georgia
+$848K
3
UBS Group
UBS Group
Switzerland
+$830K
4
Osaic Holdings
Osaic Holdings
Arizona
+$823K
5
VanEck Associates
VanEck Associates
New York
+$701K

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$1.37M
2
CHAM
Clear Harbor Asset Management
Connecticut
-$1.11M
3
Millennium Management
Millennium Management
New York
-$847K
4
Morgan Stanley
Morgan Stanley
New York
-$710K
5
MC
Muzinich & Co
New York
-$477K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJFSA
51
Raymond James Financial Services Advisors
Florida
$255K -$23.2K -2,512 -8%
SPC
52
Sigma Planning Corp
Michigan
$242K +$25.8K +2,785 +11%
HighTower Advisors
53
HighTower Advisors
Illinois
$222K +$25.6K +2,772 +11%
CC
54
Claybrook Capital
Massachusetts
$220K +$125K +13,500 +103%
IC
55
IEQ Capital
California
$210K – – –
Stifel Financial
56
Stifel Financial
Missouri
$204K -$33.9K -3,667 -13%
AG
57
Aperio Group
California
$199K -$12.8K -1,379 -5%
US Bancorp
58
US Bancorp
Minnesota
$188K – – –
CF
59
Centaurus Financial
California
$186K -$10K -1,082 -5%
Janney Montgomery Scott
60
Janney Montgomery Scott
Pennsylvania
$179K +$9.24K +999 +5%
Rockefeller Capital Management
61
Rockefeller Capital Management
New York
$175K +$177K +19,150 +929%
SG Americas Securities
62
SG Americas Securities
New York
$163K -$3.5K -379 -2%
BRWA
63
B. Riley Wealth Advisors
Florida
$162K -$194 -21 -0.1%
ASN
64
Advisory Services Network
Georgia
$146K -$18.3K -1,979 -10%
DI
65
Diligent Investors
California
$145K – – –
AFP
66
Ausdal Financial Partners
Iowa
$143K -$94.3K -10,200 -37%
HF
67
HRT Financial
New York
$117K +$131K +14,187 New
AWM
68
AE Wealth Management
Kansas
$114K +$28.3K +3,060 +28%
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
$112K -$17.6K -1,905 -12%
UCFA
70
United Capital Financial Advisors
Texas
$112K – – –
OC
71
Oppenheimer & Co
New York
$108K -$62K -6,698 -34%
KeyBank National Association
72
KeyBank National Association
Ohio
$95K +$4.95K +535 +5%
SS
73
Simplicity Solutions
Minnesota
$93K +$104K +11,254 New
IWM
74
IHT Wealth Management
Illinois
$91K -$24.4K -2,641 -19%
DI
75
DFPG Investments
Utah
$91K -$15.1K -1,634 -13%
1 2
3
4 5

MFIC Hedge Fund Activity: Q3 2020 in Review

115 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in MidCap Financial Investment (MFIC) for Q3 2020, worth a combined $187M — down 14% from $216M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of MFIC and 10 opened new positions — a net loss of 20 holders — while 36 trimmed existing stakes and 42 added.

The largest buyer was BlackRock, adding an estimated $1.46M. The largest seller was Arrowstreet Capital, cutting an estimated $1.37M.

  • 115 institutional investors held MidCap Financial Investment (MFIC) as of Q3 2020, down from 136 in Q2 2020.
  • Funds reported $187M of MidCap Financial Investment stock for Q3 2020, down 14% quarter-over-quarter.
  • 10 funds opened new MidCap Financial Investment positions in Q3 2020 and 30 closed out, a net change of -20 holders.
  • The largest MidCap Financial Investment buyer in Q3 2020 was BlackRock, an estimated $1.46M added.
  • The largest MidCap Financial Investment seller in Q3 2020 was Arrowstreet Capital, an estimated $1.37M sold.

Based on aggregated 13F filings for Q3 2020.