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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
TG
176
Threshold Group
Washington
$5.55M
EA
177
Elm Advisors
California
$5.54M -$35.2K -125 -0.6%
LC
178
Lourd Capital
California
$5.41M
CA
179
Capital Advantage
California
$5.37M -$311K -1,103 -5%
AIP
180
ARS Investment Partners
New York
$5.35M +$131K +465 +3%
SJIM
181
St. Johns Investment Management
Florida
$5.32M -$134K -476 -2%
AC
182
Alexandria Capital
Virginia
$5.3M -$124K -441 -2%
GIM
183
Goelzer Investment Management
Indiana
$5.28M +$217K +771 +4%
Truist Financial
184
Truist Financial
North Carolina
$5.14M -$282 -1 -0%
SLF
185
Sun Life Financial
Ontario, Canada
$4.94M
GT
186
Glenmede Trust
Pennsylvania
$4.94M -$841K -2,985 -15%
ECP
187
Empyrean Capital Partners
California
$4.84M -$44M -156,182 -90%
MIH
188
Madison Investment Holdings
Wisconsin
$4.84M -$39.2K -139 -0.8%
MFW
189
Meristem Family Wealth
Minnesota
$4.8M
UCFA
190
United Capital Financial Advisors
Texas
$4.74M -$12.1K -43 -0.3%
PWMAG
191
Pinnacle Wealth Management Advisory Group
New Jersey
$4.74M +$134K +475 +3%
SPC
192
Sigma Planning Corp
Michigan
$4.57M +$1.72M +6,111 +61%
HighTower Advisors
193
HighTower Advisors
Illinois
$4.53M +$1.59M +5,657 +54%
PAG
194
Private Advisor Group
New Jersey
$4.45M -$1.58M -5,612 -26%
BOTW
195
Bank of the West
California
$4.4M +$14.4K +51 +0.3%
MWM
196
Modera Wealth Management
New Jersey
$4.34M -$27.9K -99 -0.6%
BF
197
BOK Financial
Oklahoma
$4.15M -$40K -142 -1%
DBIA
198
Dumont & Blake Investment Advisors
New Jersey
$4.07M +$9.86K +35 +0.2%
AIM
199
Astor Investment Management
Illinois
$4.05M +$4.04M +14,356 New
FFSOTS
200
Fiduciary Financial Services of The Southwest
Texas
$4.03M -$121K -431 -3%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.