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State Street SPDR S&P MIDCAP 400 ETF Trust

507 hedge funds and large institutions have $7.96B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 153 increasing their positions, 200 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 37

0% less funds holding

Funds holding: 509507 (-2)

8% less call options, than puts

Call options by funds: $713M | Put options by funds: $773M

4.03% less ownership

Funds ownership: 60.56%56.53% (-4%)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

16% less capital invested

Capital invested by funds: $9.44B → $7.96B (-$1.47B)

24% less repeat investments, than reductions

Existing positions increased: 153 | Existing positions reduced: 200

Holders
507
Holders Change
-2
Holders Change %
-0.39%
% of All Funds
14.71%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
1.8%
New
40
Increased
153
Reduced
200
Closed
37
Calls
$713M
Puts
$773M
Net Calls
-$60.2M
Net Calls Change
+$260M
Name Holding Trade Value Shares
Change
Change in
Stake
EC
176
Estate Counselors
Wisconsin
$3.44M +$69.3K +270 +2%
CAN
177
Cetera Advisor Networks
California
$3.41M -$5.82M -22,662 -62%
AIP
178
ARS Investment Partners
New York
$3.4M +$131K +512 +4%
CAL
179
Capital Analysts LLC
Pennsylvania
$3.37M +$189K +736 +6%
FCBT
180
First Citizens Bank & Trust
North Carolina
$3.33M -$188K -734 -5%
DBIA
181
Dumont & Blake Investment Advisors
New Jersey
$3.25M -$67K -261 -2%
ECM
182
Exchange Capital Management
Michigan
$3.19M -$309K -1,205 -9%
TBA
183
Train Babcock Advisors
New York
$3.18M -$45.7K -178 -1%
AWP
184
Ascent Wealth Partners
New York
$3.11M +$68K +265 +2%
CA
185
Cetera Advisors
Colorado
$3.09M +$539K +2,102 +20%
SF
186
Synovus Financial
Georgia
$3.08M
SPL
187
Smart Portfolios LLC
Washington
$3.03M -$5.66M -22,046 -64%
FHA
188
First Horizon Advisors
Tennessee
$2.97M -$43.9K -171 -1%
TCM
189
Tuttle Capital Management
Connecticut
$2.94M -$8.73K -34 -0.3%
RIA
190
Regal Investment Advisors
Michigan
$2.93M +$2.66M +10,357 +736%
GAM
191
Gould Asset Management
California
$2.93M +$25.7K +100 +0.9%
Fifth Third Bancorp
192
Fifth Third Bancorp
Ohio
$2.92M +$110K +429 +4%
CT
193
Cambridge Trust
Massachusetts
$2.88M +$364K +1,420 +14%
Fidelity Investments
194
Fidelity Investments
Massachusetts
$2.88M +$203K +792 +7%
SFG
195
SNS Financial Group
Minnesota
$2.85M +$85.5K +333 +3%
PI
196
Placemark Investments
Illinois
$2.81M -$4.7M -18,316 -62%
RI
197
Relational Investors
California
$2.77M -$13.1M -51,073 -82%
BWAM
198
Boyd Watterson Asset Management
Ohio
$2.75M +$524K +2,043 +23%
CC
199
Courier Capital
New York
$2.73M -$1.54K -6 -0.1%
Jacobs Levy Equity Management
200
Jacobs Levy Equity Management
New Jersey
$2.62M

MDY Hedge Fund Activity: Q3 2014 in Review

507 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2014, worth a combined $7.96B — down 16% from $9.44B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new MDY positions and 37 closed out — a net gain of 3 holders — while 153 added to existing stakes and 200 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $275M. The largest seller was Stadion Money Management, exiting entirely with an estimated $232M sold.

  • 507 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2014, down from 509 in Q2 2014.
  • Funds reported $7.96B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2014, down 16% quarter-over-quarter.
  • 40 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2014 and 37 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2014 was Deutsche Bank, an estimated $275M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2014 was Stadion Money Management, an estimated $232M sold.

Based on aggregated 13F filings for Q3 2014.