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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
MBTD
126
Mechanics Bank - Trust Department
California
$9.33M +$9.31M +33,043 New
Stifel Financial
127
Stifel Financial
Missouri
$8.84M +$1.11M +3,925 +14%
M
128
MOTCO
Texas
$8.65M -$219K -776 -2%
TNBTD
129
Trustmark National Bank Trust Department
Mississippi
$8.38M -$152K -538 -2%
TH
130
Timber Hill
Connecticut
$8.34M +$5.04M +17,888 +154%
RIG
131
Renaissance Investment Group
Massachusetts
$8.3M +$20.8K +74 +0.3%
ABC
132
Associated Banc-Corp
Wisconsin
$8.2M -$7.32K -26 -0.1%
WAP
133
Wealthcare Advisory Partners
Pennsylvania
$8.15M +$495K +1,757 +6%
TPW
134
Tiller Private Wealth
Pennsylvania
$8.07M +$12.4K +44 +0.2%
CA
135
Cambridge Associates
Massachusetts
$7.83M
NRS
136
Neville Rodie & Shaw
New York
$7.75M +$786K +2,789 +11%
IA
137
IFP Advisors
Florida
$7.7M +$2.99M +10,614 +64%
DSN
138
D. Scott Neal
Kentucky
$7.66M -$180K -639 -2%
CCT
139
Country Club Trust
Missouri
$7.56M +$115K +410 +2%
ACN
140
Advisor Consultant Network
Ohio
$7.56M +$7.55M +26,787 New
SHGA
141
Sand Hill Global Advisors
California
$7.54M -$123K -435 -2%
HCC
142
Hirtle Callaghan & Co
Pennsylvania
$7.44M
CAN
143
Cetera Advisor Networks
California
$7.36M +$2.84M +10,070 +63%
FHC
144
First Heartland Consultants
Missouri
$7.36M +$4.29M +15,225 +141%
ATC
145
Adirondack Trust Company
New York
$7.3M -$66.5K -236 -0.9%
Rafferty Asset Management
146
Rafferty Asset Management
New York
$7.26M +$3.94M +14,000 +119%
MSA
147
Mason Street Advisors
Wisconsin
$7.21M -$12.4M -44,080 -63%
CIC
148
Carnegie Investment Counsel
Ohio
$7.05M -$210K -745 -3%
CTA
149
Chesley Taft & Associates
Illinois
$6.93M +$7.04K +25 +0.1%
DPI
150
Diversified Portfolios Inc
Michigan
$6.83M -$296K -1,051 -4%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.