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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
SMC
76
Smith, Moore & Co
Missouri
$17.9M +$51.5K +183 +0.3%
PWM
77
Patriot Wealth Management
Texas
$17.1M +$24.8K +88 +0.1%
EVM
78
Evelyn V. Moreno
$16.9M -$5.63K -20 -0%
CWM
79
Confluence Wealth Management
Oregon
$16.8M -$690K -2,451 -4%
1SB
80
1ST Source Bank
Indiana
$16.4M +$2.29M +8,122 +16%
HBT
81
Hills Bank & Trust
Iowa
$16.2M -$279K -989 -2%
LA
82
Leonetti & Associates
Illinois
$16.1M -$1.68M -5,971 -9%
KA
83
Klingman & Associates
New York
$15.8M +$256K +908 +2%
DWM
84
Dakota Wealth Management
Florida
$15.5M -$214K -759 -1%
Susquehanna International Group
85
Susquehanna International Group
Pennsylvania
$15.2M -$14.4M -51,284 -49%
FAAS
86
First Allied Advisory Services
California
$15M +$4.14M +14,688 +38%
Millennium Management
87
Millennium Management
New York
$15M -$61.9M -219,658 -81%
Retirement Systems of Alabama
88
Retirement Systems of Alabama
Alabama
$14.9M -$1.52M -5,395 -9%
BC
89
Bartlett & Co
Ohio
$14.8M +$8.17K +29 +0.1%
WT
90
Washington Trust
Rhode Island
$14.4M +$6.46M +22,934 +81%
CCM
91
Covington Capital Management
California
$14.4M +$141K +500 +1%
RhumbLine Advisers
92
RhumbLine Advisers
Massachusetts
$14.4M +$5.14M +18,256 +56%
PWLP
93
Prio Wealth Limited Partnership
Massachusetts
$14.1M +$1.1M +3,895 +8%
RCS
94
Retirement Capital Strategies
California
$14M -$202K -718 -1%
ONB
95
Old National Bancorp
Indiana
$13.9M -$368K -1,306 -3%
AllianceBernstein
96
AllianceBernstein
Tennessee
$13.9M +$937K +3,326 +7%
SB
97
Suntrust Banks
Georgia
$13.8M +$1.19M +4,222 +9%
GG
98
Gofen & Glossberg
Illinois
$13.6M +$595K +2,114 +5%
AIM
99
Advantage Investment Management
Iowa
$13.5M +$12.9M +45,793 +2,074%
FCH
100
Freestone Capital Holdings
Washington
$13.5M +$13.1M +46,635 +3,692%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.