We are live on ! Find out more
MDY icon

State Street SPDR S&P MIDCAP 400 ETF Trust
MDY

932 hedge funds and large institutions have $11.2B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2019 Q4 according to their latest regulatory filings, with 134 funds opening new positions, 224 increasing their positions, 349 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more first-time investments, than exits

New positions opened: 134 | Existing positions closed: 40

21% more call options, than puts

Call options by funds: $291M | Put options by funds: $241M

10% more funds holding

Funds holding: 847 → 932 (+85)

9% more funds holding in top 10

Funds holding in top 10: 82 → 89 (+7)

7% more capital invested

Capital invested by funds: $10.5B → $11.2B (+$700M)

3.45% more ownership

Funds ownership: 55.36% → 58.8% (+3.4%)

36% less repeat investments, than reductions

Existing positions increased: 224 | Existing positions reduced: 349

Holders
932
Holders Change
+85
Holders Change %
+10.04%
% of All Funds
18.36%
Holding in Top 10
89
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+8.54%
% of All Funds
1.75%
New
134
Increased
224
Reduced
349
Closed
40
Calls
$291M
Puts
$241M
Net Calls
+$49.6M
Net Calls Change
-$90.4M

Top Buyers

Rank Fund Capital Flow
1
SG Americas Securities
SG Americas Securities
New York
+$64.4M
2
Goldman Sachs
Goldman Sachs
New York
+$53.1M
3
Bank of America
Bank of America
North Carolina
+$48.9M
4
Truist Financial
Truist Financial
North Carolina
+$47.2M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$31.9M

Top Sellers

Rank Fund Capital Flow
1
Citigroup
Citigroup
New York
-$94.1M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$64.8M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$32.4M
4
GCM
Gladius Capital Management
Illinois
-$31.9M
5
AC
Athanor Capital
New York
-$26.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
PGWM
751
Parisi Gray Wealth Management
New Jersey
$259K -$1.08K -3 -0.4%
PFO
752
Pathstone Family Office
New Jersey
$259K – – –
DC
753
Davenport & Co
Virginia
$258K -$20.2K -56 -8%
ACM
754
AlphaStar Capital Management
North Carolina
$258K – – –
RMC
755
Resources Management Corp
Connecticut
$258K – – –
CS
756
Cannell & Spears
New York
$255K – – –
I
757
IberiaBank
Louisiana
$253K -$41.6K -115 -15%
TA
758
TFG Advisers
Michigan
$253K +$723 +2 +0.3%
CNB
759
Camden National Bank
Maine
$251K +$241K +668 New
T. Rowe Price Associates
760
T. Rowe Price Associates
Maryland
$250K +$241K +666 New
GVAG
761
Great Valley Advisor Group
Delaware
$249K – – –
GWAG
762
Garrett Wealth Advisory Group
Texas
$249K +$1.08K +3 +0.5%
FBFS
763
First Business Financial Services
Wisconsin
$248K – – –
WPIC
764
White Pine Investment Company
Michigan
$248K – – –
MA
765
Mutual Advisors
Nebraska
$248K +$239K +660 New
PCAP
766
Pratt Collard Advisory Partners
New York
$245K – – –
SFM
767
Signet Financial Management
New Jersey
$245K – – –
AB
768
Atlas Brown
Kentucky
$244K – – –
BC
769
Blackhill Capital
New Jersey
$244K – – –
CCM
770
Carlson Capital Management
Minnesota
$244K – – –
NPA
771
Nichols & Pratt Advisers
Massachusetts
$244K – – –
ST
772
Smithfield Trust
Pennsylvania
$244K – – –
DL
773
DOHJ LLC
Washington
$244K +$235K +650 New
TW
774
TrinityPoint Wealth
Connecticut
$241K – – –
BFM
775
Boothbay Fund Management
New York
$237K -$386K -1,069 -63%
29 30
31
32 33

MDY Hedge Fund Activity: Q4 2019 in Review

932 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2019, worth a combined $11.2B — up 6.7% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 134 funds opened new MDY positions and 40 closed out — a net gain of 94 holders — while 224 added to existing stakes and 349 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $64.4M. The largest seller was Citigroup, cutting an estimated $94.1M.

  • 932 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2019, up from 847 in Q3 2019.
  • Funds reported $11.2B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2019, up 6.7% quarter-over-quarter.
  • 134 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2019 and 40 closed out, a net change of +94 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2019 was SG Americas Securities, an estimated $64.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2019 was Citigroup, an estimated $94.1M sold.

Based on aggregated 13F filings for Q4 2019.