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State Street SPDR S&P MIDCAP 400 ETF Trust

1,023 hedge funds and large institutions have $12.4B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2021 Q3 according to their latest regulatory filings, with 58 funds opening new positions, 259 increasing their positions, 359 reducing their positions, and 56 closing their positions.

New
Increased
Maintained
Reduced
Closed

1.14% more ownership

Funds ownership: 60.11%61.24% (+1.1%)

4% more first-time investments, than exits

New positions opened: 58 | Existing positions closed: 56

3% less capital invested

Capital invested by funds: $12.8B → $12.4B (-$373M)

2% less funds holding

Funds holding: 1,0391,023 (-16)

6% less funds holding in top 10

Funds holding in top 10: 7066 (-4)

28% less repeat investments, than reductions

Existing positions increased: 259 | Existing positions reduced: 359

89% less call options, than puts

Call options by funds: $181M | Put options by funds: $1.6B

Holders
1,023
Holders Change
-16
Holders Change %
-1.54%
% of All Funds
17.91%
Holding in Top 10
66
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-5.71%
% of All Funds
1.16%
New
58
Increased
259
Reduced
359
Closed
56
Calls
$181M
Puts
$1.6B
Net Calls
-$1.42B
Net Calls Change
-$1.25B
Name Holding Trade Value Shares
Change
Change in
Stake
BWM
726
BerganKDV Wealth Management
Minnesota
$367K +$157K +319 +72%
HCMG
727
Howard Capital Management Group
California
$365K
SAM
728
S.A. Mason
Michigan
$365K
BHWM
729
Bar Harbor Wealth Management
New Hampshire
$364K -$178K -362 -32%
BWP
730
BSW Wealth Partners
Colorado
$364K
PPG
731
Peak Planning Group
Colorado
$362K +$369K +752 New
PFA
732
Plotkin Financial Advisors
Maryland
$361K -$59.9K -122 -14%
Parallax Volatility Advisers
733
Parallax Volatility Advisers
California
$360K +$199K +406 +119%
FBB
734
Fulton Breakefield Broenniman
Maryland
$358K
OCM
735
Orion Capital Management
California
$356K
TCOV
736
Trust Company of Vermont
Vermont
$356K
PCMC
737
Private Capital Management (Colorado)
Colorado
$354K +$491 +1 +0.1%
Thrivent Financial for Lutherans
738
Thrivent Financial for Lutherans
Minnesota
$353K
APP
739
Avantax Planning Partners
Iowa
$352K
CC
740
Cadinha & Co
Hawaii
$352K
PCG
741
Private Capital Group
Connecticut
$352K
CPSAC
742
Chas P. Smith & Associates (CPS)
Florida
$350K
NCM
743
Novare Capital Management
North Carolina
$350K
OC
744
Oarsman Capital
Wisconsin
$350K
LJAC
745
L.J. Altfest & Co
New York
$350K +$16.7K +34 +5%
CCP
746
Clarkston Capital Partners
Michigan
$349K
RB
747
Rodgers Brothers
Pennsylvania
$349K
UFA
748
US Financial Advisors
Massachusetts
$349K
Prudential Financial
749
Prudential Financial
New Jersey
$343K +$346K +705 New
FPW
750
Flagship Private Wealth
Massachusetts
$342K

MDY Hedge Fund Activity: Q3 2021 in Review

1,023 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2021, worth a combined $12.4B — down 2.9% from $12.8B a quarter earlier.

Buyers outnumbered sellers: 58 funds opened new MDY positions and 56 closed out — a net gain of 2 holders — while 259 added to existing stakes and 359 trimmed.

The largest buyer was UBS Group, adding an estimated $150M. The largest seller was Manulife (Manufacturers Life Insurance), cutting an estimated $396M.

  • 1,023 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2021, down from 1,039 in Q2 2021.
  • Funds reported $12.4B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2021, down 2.9% quarter-over-quarter.
  • 58 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2021 and 56 closed out, a net change of +2 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2021 was UBS Group, an estimated $150M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2021 was Manulife (Manufacturers Life Insurance), an estimated $396M sold.

Based on aggregated 13F filings for Q3 2021.