MDY icon

SPDR S&P MidCap 400 ETF Trust
MDY

Overview Fund Activity

683 hedge funds and large institutions have $10.8B invested in SPDR S&P MidCap 400 ETF Trust in 2016 Q4 according to their latest regulatory filings, with 111 funds opening new positions, 206 increasing their positions, 226 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
683
Holders Change
+70
Holders Change %
+11.42%
% of All Funds
17.1%
Holding in Top 10
109
Holding in Top 10 Change
+21
Holding in Top 10 Change %
+23.86%
% of All Funds
2.73%
New
111
Increased
206
Reduced
226
Closed
33
Calls
$801M
Puts
$593M
Net Calls
+$207M
Net Calls Change
-$227M

Top Buyers

1
FIM
1
Freedom Investment Management
Connecticut
$234M
2
AllianceBernstein
2
AllianceBernstein
Tennessee
$122M
3
Wells Fargo
3
Wells Fargo
California
$791M
4
State Street
4
State Street
Massachusetts
$173M
5
Morgan Stanley
5
Morgan Stanley
New York
$568M

Top Sellers

1
BNP Paribas Financial Markets
1
BNP Paribas Financial Markets
France
$143M
2
HSBC Holdings
2
HSBC Holdings
United Kingdom
$47.6M
3
SG Americas Securities
3
SG Americas Securities
New York
$2.34M
4
Citigroup
4
Citigroup
New York
$490M
5
KPAG
5
KLS Professional Advisors Group
New York
$123M
Name Holding Trade Value Shares
Change 		Shares
Change %
CAM
601
Congress Asset Management
Massachusetts
$204K -$156K -518 -43%
AB
602
AT Bancorp
Iowa
$204K +$204K +675 New
WFG
603
Windsor Financial Group
Minnesota
$201K -$19.6K -65 -9%
UAS
604
United Asset Strategies
New York
$201K +$201K +665 New
AF
605
Arrow Financial
New York
$197K – – –
BC
606
Blackhill Capital
New Jersey
$196K – – –
EWM
607
Endurance Wealth Management
Rhode Island
$188K – – –
TFO
608
Tarbox Family Office
California
$188K – – –
RWA
609
Ropes Wealth Advisors
Massachusetts
$187K – – –
FFW
610
Fusion Family Wealth
New York
$187K +$187K +615 New
JFA
611
JNBA Financial Advisors
Minnesota
$180K +$105K +349 +141%
SNT
612
Security National Trust
West Virginia
$172K – – –
MRCM
613
M&R Capital Management
New Jersey
$165K – – –
CDIA
614
Capital Directions Investment Advisors
Georgia
$162K – – –
JGIA
615
Jackson Grant Investment Advisers
Connecticut
$151K +$605 +2 +0.4%
APSP
616
Asset Planning Services (Pennsylvania)
Pennsylvania
$150K – – –
ST
617
Smithfield Trust
Pennsylvania
$146K – – –
MPWT
618
MassMutual Private Wealth & Trust
Connecticut
$139K +$139K +462 New
LJHT
619
Laurie J. Hall Trustee
$137K +$137K +450 New
HDIM
620
Hanson & Doremus Investment Management
Vermont
$136K – – –
AF
621
Allworth Financial
California
$134K -$7.53K -25 -5%
WEC
622
Winslow Evans & Crocker
Massachusetts
$128K – – –
PSUF
623
People's United Financial
Connecticut
$128K – – –
TDC
624
Thompson Davis & Co
Virginia
$126K +$31.1K +103 +33%
LF
625
Lee Financial
Texas
$121K +$121K +400 New
23 24
25
26 27