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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
BA
551
BKS Advisors
Michigan
$135K +$135K +479 New
AF
552
Allworth Financial
California
$133K
HDIM
553
Hanson & Doremus Investment Management
Vermont
$127K
PSUF
554
People's United Financial
Connecticut
$120K
WEC
555
Winslow Evans & Crocker
Massachusetts
$120K
ASN
556
Advisory Services Network
Georgia
$116K -$30.1K -107 -21%
AIM
557
Anchor Investment Management
South Carolina
$113K
1832 Asset Management
558
1832 Asset Management
Ontario, Canada
$109K -$1.41K -5 -1%
LWA
559
Lenox Wealth Advisors
New York
$104K +$563 +2 +0.5%
IFA
560
Interactive Financial Advisors
Illinois
$103K -$4.77M -16,933 -98%
TDC
561
Thompson Davis & Co
Virginia
$100K -$56.3K -200 -39%
CGT
562
Capital Guardian Trust
California
$99K +$98.6K +350 New
MMG
563
Monetary Management Group
Missouri
$92K
JFA
564
JNBA Financial Advisors
Minnesota
$70K -$98.3K -349 -59%
S
565
SignatureFD
Georgia
$70K -$31K -110 -31%
AWM
566
Avior Wealth Management
Nebraska
$70K
GI
567
Gradient Investments
Minnesota
$68K
LIA
568
LS Investment Advisors
Michigan
$66K
ZB
569
Zions Bancorporation
Utah
$65K -$172K -610 -72%
VIA
570
Vantage Investment Advisors
Pennsylvania
$64K -$563 -2 -0.9%
BWP
571
Baldwin Wealth Partners
Massachusetts
$61K -$7.04K -25 -10%
CA
572
CapWealth Advisors
Tennessee
$58K
ADL
573
Asset Dedication LLC
California
$57K +$8.45K +30 +17%
VCM
574
Vigilant Capital Management
Maine
$56K
SHJ
575
Sharkey, Howes & Javer
Colorado
$53K +$11.8K +42 +29%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.