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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
BFPW
501
BOK Financial Private Wealth
Colorado
$262K +$261K +928 New
PAM
502
Premier Asset Management
Illinois
$260K
FWP
503
FAS Wealth Partners
Kansas
$258K
FNBOO
504
First National Bank of Omaha
Nebraska
$256K
SFG
505
SevenBridge Financial Group
Pennsylvania
$254K
FFC
506
First Financial Corp
Indiana
$251K -$430K -1,527 -63%
BCM
507
Brookmont Capital Management
Texas
$251K
OPCM
508
Osborne Partners Capital Management
California
$250K
EFSCE
509
Enterprise Financial Services Corp (EFSC)
Missouri
$248K
TTWM
510
TCV Trust & Wealth Management
Virginia
$244K
GT
511
Greenleaf Trust
Michigan
$242K -$11.3K -40 -4%
AIM
512
Arcadia Investment Management
Michigan
$240K
Fiera Capital (Canada)
513
Fiera Capital (Canada)
Quebec, Canada
$240K
OCM
514
One Capital Management
California
$240K
RG
515
Rikoon Group
New Mexico
$237K +$237K +843 New
EAMA
516
EFG Asset Management (Americas)
Florida
$235K
FMWA
517
Forvis Mazars Wealth Advisors
Missouri
$232K +$231K +821 New
RCAG
518
Rehmann Capital Advisory Group
Michigan
$228K
BFA
519
Bragg Financial Advisors
North Carolina
$227K -$18.3K -65 -7%
AWA
520
AmeriServ Wealth Advisors
Pennsylvania
$227K +$227K +805 New
CK
521
Cohen Klingenstein
New York
$226K
SI
522
SII Investments
Wisconsin
$224K -$43.7K -155 -16%
MWAC
523
Mariner Wealth Advisors (Cincinnati)
Ohio
$224K -$11.8K -42 -5%
FSCM
524
Front Street Capital Management
Montana
$224K
BWM
525
Braver Wealth Management
Massachusetts
$224K +$224K +795 New

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.