We are live on ! Find out more
MDY icon

State Street SPDR S&P MIDCAP 400 ETF Trust
MDY

555 hedge funds and large institutions have $9.11B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q4 according to their latest regulatory filings, with 87 funds opening new positions, 173 increasing their positions, 182 reducing their positions, and 31 closing their positions.

New
Increased
Maintained
Reduced
Closed

181% more first-time investments, than exits

New positions opened: 87 | Existing positions closed: 31

14% more capital invested

Capital invested by funds: $7.96B → $9.11B (+$1.15B)

11% more funds holding in top 10

Funds holding in top 10: 62 → 69 (+7)

9% more funds holding

Funds holding: 507 → 555 (+48)

3.82% more ownership

Funds ownership: 56.53% → 60.35% (+3.8%)

5% less repeat investments, than reductions

Existing positions increased: 173 | Existing positions reduced: 182

38% less call options, than puts

Call options by funds: $614M | Put options by funds: $985M

Holders
555
Holders Change
+48
Holders Change %
+9.47%
% of All Funds
14.8%
Holding in Top 10
69
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+11.29%
% of All Funds
1.84%
New
87
Increased
173
Reduced
182
Closed
31
Calls
$614M
Puts
$985M
Net Calls
-$371M
Net Calls Change
-$311M

Top Buyers

1
JP Morgan Chase
JP Morgan Chase
New York
+$372M
2
Fidelity Investments
Fidelity Investments
Massachusetts
+$201M
3
FIM
Freedom Investment Management
Connecticut
+$80.8M
4
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$65.9M
5
MCM
MAI Capital Management
Ohio
+$55.4M

Top Sellers

1
Deutsche Bank
Deutsche Bank
Germany
-$277M
2
CM
Churchill Management
California
-$106M
3
CS
Credit Suisse
Switzerland
-$98.7M
4
Goldman Sachs
Goldman Sachs
New York
-$93.3M
5
LPL Financial
LPL Financial
California
-$39.6M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$56.3M +$4.76M +18,583 +10%
HSBC Holdings
27
HSBC Holdings
United Kingdom
$53.1M -$9.23M -36,041 -15%
Deutsche Bank
28
Deutsche Bank
Germany
$49.6M -$277M -1,080,422 -85%
Creative Planning
29
Creative Planning
Kansas
$48.5M +$9.51M +37,136 +25%
AC
30
Aperimus Capital
California
$46.6M -$717K -2,800 -2%
JMPWA
31
JP Morgan Private Wealth Advisors
California
$45.1M +$691K +2,698 +2%
SMG
32
Spectrum Management Group
Indiana
$44.9M +$9.05M +35,369 +26%
Brown Advisory
33
Brown Advisory
Maryland
$43.8M -$292K -1,140 -0.7%
SSB
34
Sandy Spring Bank
Maryland
$40.8M -$98.6K -385 -0.2%
WF
35
WealthTrust Fairport
Ohio
$40.6M +$520K +2,030 +1%
CS
36
Credit Suisse
Switzerland
$40.3M -$98.7M -385,635 -72%
WT
37
Whittier Trust
California
$35.6M +$1.81M +7,088 +6%
SG Americas Securities
38
SG Americas Securities
New York
$33.4M +$7.22M +28,186 +29%
LA
39
Leonetti & Associates
Illinois
$32.8M -$4M -15,626 -11%
MA
40
Montag & Associates
Georgia
$32.1M +$301K +1,175 +1%
SMA
41
Simply Money Advisors
Ohio
$32.1M +$708K +2,766 +2%
CI
42
Conning Inc
Connecticut
$30.5M – – –
SAM
43
Southernsun Asset Management
Tennessee
$30.4M +$29.4M +115,037 New
Victory Capital Management
44
Victory Capital Management
Texas
$29.2M +$28.3M +110,499 New
Northwestern Mutual Wealth Management
45
Northwestern Mutual Wealth Management
Wisconsin
$29.1M +$19.4M +75,910 +221%
CFA
46
Capstone Financial Advisors
Illinois
$28.3M +$421K +1,646 +2%
HIMC
47
Heritage Investors Management Corp
Maryland
$26.8M -$171K -668 -0.7%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$25.9M -$134K -524 -0.5%
HBT
49
Hills Bank & Trust
Iowa
$25.8M -$464K -1,811 -2%
PGFC
50
Peapack-Gladstone Financial Corp
New Jersey
$25M +$1.13M +4,401 +5%
1
2
3 4 5

MDY Hedge Fund Activity: Q4 2014 in Review

555 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2014, worth a combined $9.11B — up 14% from $7.96B a quarter earlier.

Buyers outnumbered sellers: 87 funds opened new MDY positions and 31 closed out — a net gain of 56 holders — while 173 added to existing stakes and 182 trimmed.

The largest buyer was JP Morgan Chase, adding an estimated $372M. The largest seller was Deutsche Bank, cutting an estimated $277M.

  • 555 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2014, up from 507 in Q3 2014.
  • Funds reported $9.11B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2014, up 14% quarter-over-quarter.
  • 87 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2014 and 31 closed out, a net change of +56 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2014 was JP Morgan Chase, an estimated $372M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2014 was Deutsche Bank, an estimated $277M sold.

Based on aggregated 13F filings for Q4 2014.